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Recent Blogs

Recovery Options for American Patriot Brands Investors
MDF Law is interested in speaking to investors of American Patriot Brands, a cannabis cultivation company that was charged with securities fraud by the Securities

Brian Gilder and Darryl Cohen Arrested
On March 23, 2023, the Department of Justice announced the arrests of Brian Gilder, Darryl Cohen, Charles Briscoe and Calvin Darden, Jr. in connection with

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On March 6, 2023, the Securities and Exchange Commission (SEC) announced action against Miami-based investment adviser BKCoin Management LLC and one of its principals, Kevin

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On October 24, 2022, FINRA reported that Stiefel Nicolaus broker Chuck Roberts (CRD #2064602) was involved in a customer dispute involving $1 million. If you

Azmi Sharif Terminated by LPL Over Outside Business Activities
On December 20, 2022, LPL Financial announced it terminated Azmi Sharif (CRD # 2343413). Mr. Sharif previously worked for LPL Financial in Elmhurst, Illinois. He

Pennsylvania Advisors Kevin Kane and Sean Kane Charged with Fraud by the SEC
MDF Law announces recovery options for victims of Pennsylvania based financial advisors Kevin Kane and Sean Kane. The father and son team had recently been

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On February 15, 2023, Merrill Lynch ended its associated with Florida broker Ross Berman (CRD #4355980) and reported details of the termination to the Financial

Raymond James’s Colin Seibert Involved in New Customer Arbitration
Colin Seibert (CRD #2710335), based in Houma, Louisiana is involved in a new investor dispute concerning oil and gas investments. Seibert has been licensed with

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The Securities and Exchange Commission charged former brokers Terrance Reagan (CRD #2672751) & Nate Clay (CRD #4525541) with violating the Securities and Exchange Act. The

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Jeff Morris (CRD #2478499), a broker registered with Moloney Securities in Estes Park, Colorado is involved in four pending customer complaints. This information is according

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On January 10, 2023, Jeff Bishop (CRD # 2879349) was discharged from Principal Securities, Inc. in Crest Hill, Illinois. This is according to his public

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