Complaints Continue for South Carolina Cadaret Grant Advisor

William Johnson (CRD# 3174473), a Cadaret Grant & Company advisor based in Greenville, South Carolina is the recipient of numerous resolved or pending customer disputes.  This is according to Financial Industry Regulatory Authority (FINRA) records accessed on November 8, 2021. If you have lost money investing with Mr. Johnson or his firm and you want […]

Paul Spero Fined and Suspended by FINRA

Lady Justice

Paul Spero (CRD #: 1637713), a broker registered with Cadaret, Grant & Co., consented to a FINRA fine and suspension, according to his BrokerCheck record, accessed on November 2, 2021. Spero Accused of Unauthorized Use of Discretion On April 26, 2021, Paul Spero entered into an Acceptance, Waiver, and Consent agreement (AWC) agreement with FINRA […]