William Winchester Involved in Multimillion Arbitrations Following Tennessee Consent Order
Former Chattanooga broker William Winchester (CRD# 4404327), who is associated with Lawson Winchester Wealth Management was recently sanctioned by securities regulators in connection to allegations of unethical conduct. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 15, 2022, the former Cadaret Grant & Company representative is also involved in pending […]
Complaints Continue for South Carolina Cadaret Grant Advisor
William Johnson (CRD# 3174473), a Cadaret Grant & Company advisor based in Greenville, South Carolina is the recipient of numerous resolved or pending customer disputes. This is according to Financial Industry Regulatory Authority (FINRA) records accessed on November 8, 2021. If you have lost money investing with Mr. Johnson or his firm and you want […]
Paul Spero Fined and Suspended by FINRA
Paul Spero (CRD #: 1637713), a broker registered with Cadaret, Grant & Co., consented to a FINRA fine and suspension, according to his BrokerCheck record, accessed on November 2, 2021. Spero Accused of Unauthorized Use of Discretion On April 26, 2021, Paul Spero entered into an Acceptance, Waiver, and Consent agreement (AWC) agreement with FINRA […]