Jason Cook Involved in Investor Dispute over Oil Investments
Jason Cook (CRD# 4349388), a broker registered with Berthel Fisher & Company, allegedly recommended unsuitable investments. This is the claim made in a customer dispute disclosed in the Graham, North Carolina representative’s BrokerCheck report, a record published by the Financial Industry Regulatory Authority. Accessed on June 22, 2023, this record also notes that Mr. Cook […]
Investor Files REIT Complaint Involving Berthel Fisher Advisor Scott Brannan
According to FINRA, North Dakota based advisor Scott Brannan (CRD# 4553880) is involved in a pending customer dispute against Berthel Fisher. This information is based on disclosures contained on his BrokerCheck report, accessed on March 24, 2022. Complaint: Scott Brannan Recommended Unsuitable Non-Traded REIT Mr. Brannan’s FINRA records disclose a pending customer complaint filed in […]
Berthel Fisher Severs Ties with Jack Outhier
Jack Outhier (CRD# 2966780) has recently left Berthel Fisher. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 1, 2021, Outhier is not currently registered with any state or firm. Non-Traded REIT Complaint Denied by Firm FINRA records list two denied complaints involving Jack Outhier. The most recent, filed in […]
Evergreen Financial Group Rep Jonathan Pyne Involved in Investor Dispute
Jonathan Pyne (CRD #: 2580510), a broker and investment adviser registered with Berthel, Fisher & Company Financial Services and Evergr, has a new client dispute involving unsuitable and misrepresented investments, according to his BrokerCheck record, accessed on November 3, 2021. Investor: Jonathan Pyne Misrepresented Investment Products On April 22, 2021, an investor alleged that investments […]