Michael Ecker Involved in Investor Complaint over GPB Auto

Michael Ecker (CRD #: 824193) a broker registered with Center Street Securities in Lake Worth, Florida, is involved in a new investor dispute, according to his BrokerCheck record, accessed on November 24, 2021. The dispute concerns his recommendation of GPB Auto and GPB Waste.   Investors File Complaints Related to GPB Auto On September 29, […]

Spectrum Capital’s Scott Kemps Involved in GPB Dispute

Scott Kemps (CRD #: 1849069), a broker registered with Great Point Capital, is involved in two pending disputes that allege six-figure losses, according to his BrokerCheck record, as of November 24, 2021. Kemps also offers advisory services through Spectrum Capital Management. Investor Brings Suitability Case Involving GPB Ponzi Scheme “Suitability” refers to the FINRA requirement […]

Multiple States File Complaints Related to GPB Capital Ponzi Scheme

Several individual states have filed complaints or other actions against GPB Capital or its control people. The complaints all involve the allegation that GPB was a ponzi scheme. Alabama Securities Commission Files Complaint Against GPB Georgia Commissioner of Securities Action Against GPB Capital Missouri Secretary of State Action Involving GPB Capital South Carolina Securities Commissioner […]

Rob Luley Involved in Madison Avenue GPB Settlements

Rob Luley (CRD #: 4176139), a broker registered with Pruco Securities recently settled a customer dispute, according to his BrokerCheck record, accessed on November 2, 2021. At the time of publication, he was involved in six other settled disputes. Luley’s Recommendation of GPB at Madison Avenue Securities There are six disclosed customer settlements on Rob […]

Joseph Michaletz: Customer Complaints Over GPB Sales

Financial Industry Regulatory Authority (FINRA) records accessed on October 18, 2021 show that Minnesota-based DAI Securities broker/adviser Joseph Michaletz (CRD# 1327534) has received numerous customer complaints. The complaints relate to the recommendation of speculative private placements, including GPB Capital. If you are a current or former customer of Mr. Michaletz who has lost money investing […]