Indiana Broker Larry Hill Has History of Investor Settlements
Former Hill & Associates broker/adviser Larry Hill (CRD# 803380) has been involved in several customer disputes, including one that settled for more than $1 million. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 23, 2022, he was most recently based in Elkhart, Indiana. Larry Hill Involved in Complaint that Resulted […]
Avantax Investment Services Settles Dispute Involving Brian Stephens for $275,000
Brian Stephens (CRD #: 2777382), a broker registered with Avantax Investment Services in Baytown, Texas, has settled an investor dispute, according to his BrokerCheck record, accessed on January 11, 2022. Keep reading to learn the details of this dispute. Complaint Concerned Unauthorized Trading On January 3, 2021, an investor alleged that Brian Stephens placed unauthorized […]