Mark Gelbman Involved in Investor Dispute After being Fired by Principal Securities

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Clive, Iowa broker/adviser Mark Gelbman (CRD# 4533497) is involved in a new customer dispute after being terminated by Principal Securities. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on March 29, 2022, he is a representative of Strategic Wealth Solutions, which offers securities through Kestra Investment Services. Principal Securities Terminated Mark […]

Investor Alleges Over $1 Million in Damages Over Chad Collins’s Misuse of Margin

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Stone Beacon Capital advisor Chad Collins (CRD# 2597677) is involved in pending customer complaints alleging almost $4 million in damages. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 15, 2021, Mr. Collins is currently registered as a broker and investment adviser with Kestra Investment Services in Carlsbad, California. Pending […]

Mike Savarese Involved in Client Dispute Over Investment Plan

Mike Savarese Involved in Client Dispute Over Investment Plan

Mike Savarese (CRD #: 1241811), a San Diego, California broker and investment adviser registered with Client One Securities, has a pending customer dispute, according to his BrokerCheck record, accessed on November 3, 2021. This is only the latest in a long string of disclosures on his record — the first dispute dates back to 1988. […]