Efrain Trujillo Fired Over Customer Loan

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Efrain Trujillo (CRD# 3106482) was recently fired by his forner member firm over alleged rule violations. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 20, 2021, Mr. Trujillo was most recently registered with Western International Securities in Los Angeles, California. Western International Securities Terminated Efrain Trujillo In October 2021 […]

Western International Rep Peter Steege Involved in Multiple Customer Disputes

Mike Savarese Involved in Client Dispute Over Investment Plan

Peter Steege (CRD #: 1060713), a broker and an investment adviser registered with Western International Securities, has disclosures on his license, according to his BrokerCheck record, accessed on November 10, 2021. Mr. Steege has a long record of disclosures, dating all the way back to 1989, when he was fired from Smith Barney, Harris Upham […]

Dave Bibo Involved in Seven Figure Investor Dispute

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Dave Bibo (CRD #: 2602436), a broker registered with Western International Securities, Inc., has two new customer complaints alleging misrepresentation, according to his BrokerCheck record, accessed on November 10, 2021. Mr. Bibo has several other disclosures as well. Investor: Dave Bibo Made Misrepresentations   On September 22, 2020, a client alleged that David Bibo misrepresented […]

FINRA: Complaint Involving Thomas Swan Settles for $110,000

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Thomas Swan (CRD #: 1698430), a California broker registered with Western International Securities, was recently involved in a $110,000 settlement according to his BrokerCheck record, accessed on November 2, 2021. This is Mr. Swan’s third BrokerCheck disclosure. On August 31, 2020, a client alleged that Thomas Swan was negligent and misrepresented certain securities. The client […]