Jimmy Monken Embroiled in $750K Investor Dispute
Jimmy Monken (CRD# 5765921), a broker registered with Morgan Stanley, is involved in investor disputes seeking six-figure damages. MDF Law is investigating the Clayton, Missouri representative for conduct similar to that alleged in the disputes, which are contained in his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile, accessed on October 7, 2023. Call an attorney […]
Linda Schnell Allegedly Led Unsuitable Mutual Fund Strategy
Linda Schnell (CRD# 2622613), a broker registered with Morgan Stanley, recommended unsuitable investments, according an investor dispute. This allegation can be found in her BrokerCheck profile, a Financial Industry Regulatory Authority (FINRA) record accessed on July 24, 2023. Ms. Schnell is based in her member firm’s office in Paramus, New Jersey, according to that record. […]
Maury Lomax Involved in $1 Million Investor Dispute
Maury Lomax (CRD# 4389255), a broker registered with Morgan Stanley, is embroiled in an investor dispute stemming from stock investments, according to his BrokerCheck profile. Published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 17, 2023, this record notes that Mr. Lomax is based in Mobile, Alabama. Pending Dispute Seeks $1 Million […]
Jo Kaufman: Morgan Stanley Denied Investor Allegations
Jo Kaufman (CRD# 1402522), a broker registered with Morgan Stanley, allegedly recommended unsuitable investments, according to a dispute which her member firm denied. This information is disclosed in her Financial Industry Regulatory Authority (FINRA) BrokerCheck record, accessed on June 28, 2023. This report notes that the Boca Raton investment professional is also known as Rosita […]
Ron Filoramo Fired by Morgan Stanley Over Outside “Investments”
Morgan Stanley fired broker Ron Filoramo (CRD# 3270398) in May 2023 over allegations of fraud, according to his BrokerCheck report. This record, maintained by the Financial Industry Regulatory Authority and accessed on June 10, 2023, reflects his former registration with the firm’s office in Fort Lauderdale, Florida. It also describes several pending complaints alleging that […]
Brian Gilder and Darryl Cohen Arrested
On March 23, 2023, the Department of Justice announced the arrests of Brian Gilder, Darryl Cohen, Charles Briscoe and Calvin Darden, Jr. in connection with two schemes that defrauded professional basketball players. If you invested with any of these individuals, MDF Law may be able to help you recover your losses. Please call 800-767-8040 and […]
Former Morgan Stanley Broker David Snell Involved in Multiple Investor Settlements
Former Morgan Stanley broker David Snell (CRD# 1270233) has been involved in customer complaints alleging various forms of misconduct. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 14, 2022, he was registered with the firm’s Perrysburg, Ohio office until earlier this year. He is currently not registered as a broker […]
Former JP Morgan Advisor Derek Johnson Involved in $1.2 Million Investor Dispute
Derek Johnson (CRD# 2922680), a Morgan Stanley advisor from Brea, California is involved in a pending customer complaint alleging more than $1 million in damages. This is according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 14, 2022. Pending Complaint Involves Allegations of Unsuitable Recommendations In December 2021 a customer alleged […]
Did You Lose Money in Options Trading with Anthony Gallea?
MDF Law is currently investigating customer complaints against North Carolina based financial advisor Anthony Gallea (CRD 713980) who is affiliated with Morgan Stanley and Pelican Bay Wealth Management. According to records released by FINRA and last accessed on February 23, 2022, Mr. Gallea has been the subject of at least three customer-initiated disputes regarding options […]
Morgan Stanley’s David Wachsman Involved in $1.6 Million Investor Dispute
David Wachsman (CRD #: 2220024), a broker registered with Morgan Stanley, is facing an investor allegation of a $1.6 million loss, according to his BrokerCheck record, accessed on January 10, 2022. On January 28, 2021, an investor alleged that Wachsman overconcentrated an unsuitable investment in an investor’s portfolio. The alleged misconduct took place from 2010 […]