Christian de Berardinis Allegedly Engaged in Unapproved Offering
Christian de Berardinis (CRD# 4312327), formerly a broker registered with Morgan Stanley, participated in an unapproved private securities offering, according to a recent regulatory action. MDF Law is investigating the West Palm Beach, Florida-based Aperture Advisors representative for similar conduct. If you suffered losses investing with him, contact our law firm for a free and […]
John Perez-Cubano Allegedly Misappropriated Funds
John Perez-Cubano (CRD# 6674954), formerly a broker registered with Morgan Stanley, refused to cooperate with an investigation into an alleged unauthorized disbursement, according to a recent enforcement action. MDF Law is investigating the former Short Hills, New Jersey-based financial professional for similar conduct. If you have concerns about your accounts, contact us for a free […]
Drew Reinhardt Allegedly Made Excessive Trades
Drew Reinhardt (CRD# 1457827), a broker registered with Morgan Stanley, made excessive trades, according to a recent, denied investor dispute. MDF Law is investigating the Doylestown, Pennsylvania-based financial professional for similar conduct. We encourage investors to contact us if they have concerns about their accounts. To learn more about the history of investor disputes involving […]
Philip Stair Allegedly Misrepresented Bond Investment
Philip Stair (CRD# 4645877), a broker registered with Morgan Stanley, misrepresented an investment, according to an investor dispute. MDF Law is investigating the Alpharetta, Georgia-based financial professional for similar conduct, and urges investors to contact us with any concerns. The following post contains additional details about the allegations against Mr. Stair. The information herein can […]
Jimmy Monken Embroiled in $750K Investor Dispute
Jimmy Monken (CRD# 5765921), a broker registered with Morgan Stanley, is involved in investor disputes seeking six-figure damages. MDF Law is investigating the Clayton, Missouri representative for conduct similar to that alleged in the disputes, which are contained in his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile, accessed on October 7, 2023. Call an attorney […]
Linda Schnell Allegedly Led Unsuitable Mutual Fund Strategy
Linda Schnell (CRD# 2622613), a broker registered with Morgan Stanley, recommended unsuitable investments, according an investor dispute. This allegation can be found in her BrokerCheck profile, a Financial Industry Regulatory Authority (FINRA) record accessed on July 24, 2023. Ms. Schnell is based in her member firm’s office in Paramus, New Jersey, according to that record. […]
Maury Lomax Involved in $1 Million Investor Dispute
Maury Lomax (CRD# 4389255), a broker registered with Morgan Stanley, is embroiled in an investor dispute stemming from stock investments, according to his BrokerCheck profile. Published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 17, 2023, this record notes that Mr. Lomax is based in Mobile, Alabama. Pending Dispute Seeks $1 Million […]
Ron Filoramo Fired by Morgan Stanley Over Outside “Investments”
Morgan Stanley fired broker Ron Filoramo (CRD# 3270398) in May 2023 over allegations of fraud, according to his BrokerCheck report. This record, maintained by the Financial Industry Regulatory Authority and accessed on June 10, 2023, reflects his former registration with the firm’s office in Fort Lauderdale, Florida. It also describes several pending complaints alleging that […]
Brian Gilder and Darryl Cohen Arrested
On March 23, 2023, the Department of Justice announced the arrests of Brian Gilder, Darryl Cohen, Charles Briscoe and Calvin Darden, Jr. in connection with two schemes that defrauded professional basketball players. If you invested with any of these individuals, MDF Law may be able to help you recover your losses. Please call 800-767-8040 and […]
Former Morgan Stanley Broker David Snell Involved in Multiple Investor Settlements
Former Morgan Stanley broker David Snell (CRD# 1270233) has been involved in customer complaints alleging various forms of misconduct. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 14, 2022, he was registered with the firm’s Perrysburg, Ohio office until earlier this year. He is currently not registered as a broker […]