Tyler Camp Allegedly Misrepresented Variable Annuity


Tyler Camp (CRD# 6002124), a broker registered with MML Investors Services, misrepresented a variable annuity investment, according to a dispute contained on his Financial Industry Regulatory  Authority (FINRA) BrokerCheck profile. MDF Law is conducting an investigation of the Hoover, Alabama-based broker for similar conduct. If you have a complaint about Mr. Camp, who operates under […]

Josh Baker: Variable Annuity Dispute Seeks $5 Million


Josh Baker (CRD# 5230762), a broker registered with MML Investors Services, allegedly engaged in conduct that led to 7-figure damages, according to Financial Industry Regulatory Authority records viewed on October 24, 2023. MDF Law is currently investigating the Hoover, Alabama broker for allegations of misconduct. Investors should contact us if they have concerns. As his […]

FINRA Suspends MML Broker Tony Cross


Tony Cross (CRD# 3155726), an MML Investors Services broker, made unauthorized trades, according to a regulatory action suspending him from acting as a broker. MDF Law is investigating the Edmond, Oklahoma-based financial professional for similar conduct. We encourage investors with concerns to contact us as soon as possible. Details about the allegations against him are […]

Yudi Rosenzweig Involved in 6-Figure Annuity Dispute

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Yudi Rosenzweig (CRD# 4110421), a broker registered with MML Investors Services, is involved in an investor dispute seeking six-figure damages. MDF Law is investigating the Southfield, Michigan-based financial professional for conduct similar to that alleged in the dispute, which can be found in his BrokerCheck profile: a Financial Industry Regulatory Authority (FINRA) record accessed on […]

Darien Bonney: Barred Broker Involved in Spyglass Dispute


Darien Bonney (CRD# 4899007), formerly a broker registered with MML Investors Services, allegedly recommended unsuitable investments in Spyglass Financial Strategies. These allegations are disclosed in his BrokerCheck report, a record published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 3, 2023. This record notes that he was registered in Scottsdale, Arizona until […]

MML Investor Services Ordered to Pay Investors Restitution

Oklahoma Regulators Censured Robert Franden Over Discretionary Trading

FINRA recently announced that MML Investor Services was ordered to pay restitution to investors to resolve an administrative complaint. Here are the details: FINRA found that from January 2013 until March 2017, MML allowed its advisors to steer investors into higher fee funds. The fine concerns customers who had 529 accounts with MML. FINRA previously […]

Hayk Papoyan is Under Investigation by FINRA After Being Fired

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Hayk Papoyan (CRD# 4459980) is the subject of a Financial Industry Regulatory Authority investigation into alleged rule violations. This is according to his FINRA BrokerCheck report, a public record accessed on November 27, 2021. Papoyan is not currently registered as a broker or as an investment adviser, but he was most recently registered with MML […]

Blue Ocean Wealth Solution’s Advisor Eric Tom Faces Investor Complaints


Eric Tom (CRD #: 1890823) is facing allegations of unsuitable recommendations, according to his BrokerCheck record, accessed on November 2, 2021.  Tom is the principal of Blue Ocean Wealth Solutions and is also a registered advisor with MML Investors.   Investors: Eric Tom Misrepresented Features of Variable Life Insurance Policy On November 9, 2020, the […]

Investor Settles Case Related to Mark Pearcy’s VUL Recommendation

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Mark Pearcy (CRD#: 2978026), a broker registered with MML Investors Services, was the subject of an investor dispute involving a Variable Universal Life policy (VUL), according to his BrokerCheck record, accessed on November 2, 2021. More details are provided below. Customer Complaint Over Life Insurance Settled for $100,000 On November 13, 2020, a client alleged that […]