Drive Planning Faces SEC Ponzi Scheme Charges
In August the Securities and Exchange Commission (SEC) announced charges against alleged Ponzi scheme operator Drive Planning LLC and CEO Russell Burkhalter. MDF Law is investigating customer disputes involving Gerry Linarducci’s recommendations of Drive Planning. If you lost money investing in products recommended by the former Indianapolis-based MassMutual broker (CRD# 2807047), contact us for a […]
Hugo Hernandez Allegedly Misappropriated Client Funds
Hugo Hernandez (CRD# 6446187), formerly a broker registered with MML Investors Services, misappropriated customer funds, according to a recent investor dispute. MDF Law is currently investigating the former El Paso, Texas professional for similar conduct. If you have concerns regarding your investments with Mr. Hernandez, call MDF Law today for a free consultation. More information […]
Kyung Song Resigned from MML: Fraud Allegations
Kyung Song (CRD# 2760764), formerly a broker registered with MML Investors Services, resigned from that firm following allegations of fraud. MDF Law is currently investigating the former East Hills, New York financial professional for similar conduct. We encourage investors with concerns to contact us as soon as possible. Details about Ms. Song’s resignation from her […]
David Gibbs: MML Fires Broker over Loan from Customer
David Gibbs (CRD# 2917334) recently departed MML Investors Services over allegations involving an improper customer loan, according to Financial Industry Regulatory Authority (FINRA) records. MDF Law is investigating the former Newtown Square, Pennsylvania-based broker for similar conduct. We encourage investors with concerns about their accounts to contact us as soon as possible. More information about […]
Adam Belardino Pleaded Guilty to Embezzlement
Adam Belardino (CRD# 5221927), formerly a broker registered with MML Investors Services, recently pleaded guilty to embezzling a customer’s funds. MDF Law is investigating the former Elmsford, New York broker for similar conduct. We encourage investors to contact us with any concerns. More details about the allegations to which he pleaded guilty follow below, based […]
Tyler Camp Allegedly Misrepresented Variable Annuity
Tyler Camp (CRD# 6002124), a broker registered with MML Investors Services, misrepresented a variable annuity investment, according to a dispute contained on his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile. MDF Law is conducting an investigation of the Hoover, Alabama-based broker for similar conduct. If you have a complaint about Mr. Camp, who operates under […]
Josh Baker: Variable Annuity Dispute Seeks $5 Million
Josh Baker (CRD# 5230762), a broker registered with MML Investors Services, allegedly engaged in conduct that led to 7-figure damages, according to Financial Industry Regulatory Authority records viewed on October 24, 2023. MDF Law is currently investigating the Hoover, Alabama broker for allegations of misconduct. Investors should contact us if they have concerns. As his […]
FINRA Suspends MML Broker Tony Cross
Tony Cross (CRD# 3155726), an MML Investors Services broker, made unauthorized trades, according to a regulatory action suspending him from acting as a broker. MDF Law is investigating the Edmond, Oklahoma-based financial professional for similar conduct. We encourage investors with concerns to contact us as soon as possible. Details about the allegations against him are […]
Yudi Rosenzweig Involved in 6-Figure Annuity Dispute
Yudi Rosenzweig (CRD# 4110421), a broker registered with MML Investors Services, is involved in an investor dispute seeking six-figure damages. MDF Law is investigating the Southfield, Michigan-based financial professional for conduct similar to that alleged in the dispute, which can be found in his BrokerCheck profile: a Financial Industry Regulatory Authority (FINRA) record accessed on […]
Darien Bonney: Barred Broker Involved in Spyglass Dispute
Darien Bonney (CRD# 4899007), formerly a broker registered with MML Investors Services, allegedly recommended unsuitable investments in Spyglass Financial Strategies. These allegations are disclosed in his BrokerCheck report, a record published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 3, 2023. This record notes that he was registered in Scottsdale, Arizona until […]