Kyung Song Resigned from MML: Fraud Allegations
Kyung Song (CRD# 2760764), formerly a broker registered with MML Investors Services, resigned from that firm following allegations of fraud. MDF Law is currently investigating the former East Hills, New York financial professional for similar conduct. We encourage investors with concerns to contact us as soon as possible. Details about Ms. Song’s resignation from her […]
David Gibbs: MML Fires Broker over Loan from Customer
David Gibbs (CRD# 2917334) recently departed MML Investors Services over allegations involving an improper customer loan, according to Financial Industry Regulatory Authority (FINRA) records. MDF Law is investigating the former Newtown Square, Pennsylvania-based broker for similar conduct. We encourage investors with concerns about their accounts to contact us as soon as possible. More information about […]
Adam Belardino Pleaded Guilty to Embezzlement
Adam Belardino (CRD# 5221927), formerly a broker registered with MML Investors Services, recently pleaded guilty to embezzling a customer’s funds. MDF Law is investigating the former Elmsford, New York broker for similar conduct. We encourage investors to contact us with any concerns. More details about the allegations to which he pleaded guilty follow below, based […]
Tyler Camp Allegedly Misrepresented Variable Annuity
Tyler Camp (CRD# 6002124), a broker registered with MML Investors Services, misrepresented a variable annuity investment, according to a dispute contained on his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile. MDF Law is conducting an investigation of the Hoover, Alabama-based broker for similar conduct. If you have a complaint about Mr. Camp, who operates under […]
Josh Baker: Variable Annuity Dispute Seeks $5 Million
Josh Baker (CRD# 5230762), a broker registered with MML Investors Services, allegedly engaged in conduct that led to 7-figure damages, according to Financial Industry Regulatory Authority records viewed on October 24, 2023. MDF Law is currently investigating the Hoover, Alabama broker for allegations of misconduct. Investors should contact us if they have concerns. As his […]
FINRA Suspends MML Broker Tony Cross
Tony Cross (CRD# 3155726), an MML Investors Services broker, made unauthorized trades, according to a regulatory action suspending him from acting as a broker. MDF Law is investigating the Edmond, Oklahoma-based financial professional for similar conduct. We encourage investors with concerns to contact us as soon as possible. Details about the allegations against him are […]
Yudi Rosenzweig Involved in 6-Figure Annuity Dispute
Yudi Rosenzweig (CRD# 4110421), a broker registered with MML Investors Services, is involved in an investor dispute seeking six-figure damages. MDF Law is investigating the Southfield, Michigan-based financial professional for conduct similar to that alleged in the dispute, which can be found in his BrokerCheck profile: a Financial Industry Regulatory Authority (FINRA) record accessed on […]
Darien Bonney: Barred Broker Involved in Spyglass Dispute
Darien Bonney (CRD# 4899007), formerly a broker registered with MML Investors Services, allegedly recommended unsuitable investments in Spyglass Financial Strategies. These allegations are disclosed in his BrokerCheck report, a record published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 3, 2023. This record notes that he was registered in Scottsdale, Arizona until […]
MML Investor Services Ordered to Pay Investors Restitution
FINRA recently announced that MML Investor Services was ordered to pay restitution to investors to resolve an administrative complaint. Here are the details: FINRA found that from January 2013 until March 2017, MML allowed its advisors to steer investors into higher fee funds. The fine concerns customers who had 529 accounts with MML. FINRA previously […]
Hayk Papoyan is Under Investigation by FINRA After Being Fired
Hayk Papoyan (CRD# 4459980) is the subject of a Financial Industry Regulatory Authority investigation into alleged rule violations. This is according to his FINRA BrokerCheck report, a public record accessed on November 27, 2021. Papoyan is not currently registered as a broker or as an investment adviser, but he was most recently registered with MML […]