Did You Buy PRMH Lenders Fund Through Joel Flannigan?
Former NYLife Securities broker Joel Flannigan (CRD# 5664958) is involved in pending customer disputes alleging he misled clients into investing in unregistered securities. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 16, 2022, he was previously based in Fort Wayne, Indiana. Records show that he has been sanctioned by FINRA […]
Narith Long: Investor Complaints Against Ex-NYLife Broker
Publicly available records maintained by the Financial Industry Regulatory Authority (FINRA) and accessed on October 19, 2021 reflect that former California-based NYLife and Northwestern Mutual broker Narith Long has been suspended by FINRA and named in numerous customer disputes. Former customers who have complaints regarding Mr. Long (CRD# 6598152) are encouraged to call MDF Law […]