Ron Whittingham Suspended Over Annuity Applications

Ron Whittingham (CRD 4175525) has been suspended by FINRA. The suspension was announced on October 28, 2021. Rob Whittingham is based in Orland Park, Il. Important Details According to FINRA, Whittingham “falsified variable annuity replacement disclosure forms.” He did this to allegedly create the impression for clients that newer annuities provided better features. Ron Whittingham […]

Goldman Sachs Fires Advisor Robert Wolfe Over Customer Complaints

Former Fort Lauderdale-based Goldman Sachs broker Robert Wolfe has been fired. According to Financial Industry Regulatory Authority (FINRA) records, he was also recently registered with Cetera Advisor Networks. If you have complaints regarding Mr. Wolfe (CRD# 2268259), call MDF Law at 212-203-9300 for a free consultation. You may be able to recover lost funds. Goldman […]

Pending Complaints Against Cetera Broker Alexander Arango

Financial Industry Regulatory Authority (FINRA) records accessed on October 19, 2021 show that Florida-based Cetera Investment Services broker/adviser Alexander Arango has received, resolved or pending customer disputes. Investors with complaints about Mr. Arango (CRD# 6405666) are encouraged to call MDF Law at 212-203-9300 to discuss their rights. Customer Files Complaint Related to Structured Notes According […]

REIT Complaints Persist Against Ex-Summit Broker Richard Brown

Financial Industry Regulatory Authority (FINRA) records indicate that Florida-based Cetera Advisor Networks broker Richard Brown has received several resolved or pending customer disputes. MDF Law encourages investors who have complaints regarding Mr. Brown (CRD# 1595628) to contact us at 212-203-9300. Multiple Customer Complaints over REITs According to his BrokerCheck report, he has received five customer […]