Monmouth Capital Broker Has History of Complaints: FINRA

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Philip Connors (CRD# 5274094) has been involved in customer complaints alleging excessive, unsuitable, and unauthorized trading. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 24, 2022, he is currently registered with Monmouth Capital Management’s office in Point Pleasant Beach, New Jersey. Complaints: Connors Engaged in Excessive, Unauthorized Trading Mr. Connors’ […]

Robert Yasnis Involved in Customer Arbitration before FINRA

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Robert Yasnis (CRD #: 2399141), a broker registered with Monmouth Capital Corporation, is facing an allegation of six-figure losses, according to his BrokerCheck record, accessed on January 10, 2022. Investor Allegation: Robert Yasnis Overconcentrated Portfolio On December 11, 2020, an investor alleged that Robert Yasnis overconcentrated securities in their portfolio. The investor alleged that Yasnis […]