Did You Invest with Caz Craffy?
Caz Craffy (CRD# 5222223) was barred by the Financial Industry Regulatory Authority on December 8, 2022 for failing to comply with a regulatory investigation. If you invested with Mr. Craffy, please call 800-767-8040 or complete the form below to be contacted by one of our attorneys. Marc Fitapelli Quoted in Washington Post On Monday, February, […]
Monmouth Capital Broker Has History of Complaints: FINRA
Philip Connors (CRD# 5274094) has been involved in customer complaints alleging excessive, unsuitable, and unauthorized trading. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 24, 2022, he is currently registered with Monmouth Capital Management’s office in Point Pleasant Beach, New Jersey. Complaints: Connors Engaged in Excessive, Unauthorized Trading Mr. Connors’ […]
Robert Yasnis Involved in Customer Arbitration before FINRA
Robert Yasnis (CRD #: 2399141), a broker registered with Monmouth Capital Corporation, is facing an allegation of six-figure losses, according to his BrokerCheck record, accessed on January 10, 2022. Investor Allegation: Robert Yasnis Overconcentrated Portfolio On December 11, 2020, an investor alleged that Robert Yasnis overconcentrated securities in their portfolio. The investor alleged that Yasnis […]