Raul Benitez Allegedly Sold Unsuitable NorthStar Investment


Raul Benitez (CRD# 4457185), formerly a broker registered with Wells Fargo and SunTrust, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Miami-based adviser, now registered with Aragon Capital, for similar conduct. If you have concerns about your accounts, contact us for a free consultation. To learn more about the allegations against […]

Sid Bindra Allegedly Misrepresented Structured Note

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Sid Bindra (CRD# 6147537), a broker registered with Truist Investment Services, misrepresented an investment, according to allegations in a recent investor dispute. MDF Law is investigating the Tampa-based financial professional for similar conduct. We urge investors to call us if they have concerns.  Find additional details about the allegations against Mr. Bindra in this post. […]

Simon Joseph Former Truist Broker Accused of Unauthorized Trades

LPL Financial Fined Over Advisor's Fraud

Simon Joseph (CRD# 5602157), a broker registered with Momentum Independent Network, is involved in a dispute he made unauthorized trades, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report. This record, accessed on June 22, 2023, notes that the Richmond-based financial professional resigned from Truist Investment Services over alleged misconduct. Complaints Involving Simon Joseph […]

Northstar Investor Files Complaint Involving Truist’s Advisor Steve Berrocal

Businessman employer breaks a contract. Breach of a deal. Termination of cooperation, disagreement to renew extend agreement. Termination of order. Violation of conditions and rules. End cooperation

Steve Berrocal (CRD# 3071400) is involved in pending customer disputes alleging he recommended unsuitable Northstar GIC investments. According to his BrokerCheck report, last accessed on November 22, 2021, Berrocal is a representative of Truist Investment Services and based in Coral Gables, Florida. Complaints: Berrocal’s Recommendations Caused $2 Million in Damages There are four pending complaints […]