T. Sloan Thompson Allegedly Made Unsuitable Trades
T. Sloan Thompson (CRD# 2588490), formerly a broker registered with Truist Investment Services, allegedly engaged in risky and unsuitable trading, according to investor disputes. MDF Law is investigating the former Savannah, Georgia-based financial professional for similar conduct. If you are a current or former client with concerns about your accounts, contact us for a free […]
Raul Benitez Allegedly Sold Unsuitable NorthStar Investment
Raul Benitez (CRD# 4457185), formerly a broker registered with Wells Fargo and SunTrust, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Miami-based adviser, now registered with Aragon Capital, for similar conduct. If you have concerns about your accounts, contact us for a free consultation. To learn more about the allegations against […]
Sid Bindra Allegedly Misrepresented Structured Note
Sid Bindra (CRD# 6147537), a broker registered with Truist Investment Services, misrepresented an investment, according to allegations in a recent investor dispute. MDF Law is investigating the Tampa-based financial professional for similar conduct. We urge investors to call us if they have concerns. Find additional details about the allegations against Mr. Bindra in this post. […]
Simon Joseph Former Truist Broker Accused of Unauthorized Trades
Simon Joseph (CRD# 5602157), a broker registered with Momentum Independent Network, is involved in a dispute he made unauthorized trades, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report. This record, accessed on June 22, 2023, notes that the Richmond-based financial professional resigned from Truist Investment Services over alleged misconduct. Complaints Involving Simon Joseph […]
Northstar Investor Files Complaint Involving Truist’s Advisor Steve Berrocal
Steve Berrocal (CRD# 3071400) is involved in pending customer disputes alleging he recommended unsuitable Northstar GIC investments. According to his BrokerCheck report, last accessed on November 22, 2021, Berrocal is a representative of Truist Investment Services and based in Coral Gables, Florida. Complaints: Berrocal’s Recommendations Caused $2 Million in Damages There are four pending complaints […]