William Weisbrod Barred over Allegedly Risky Strategy
William Weisbrod (CRD# 812664), formerly a broker registered with Purshe Kaplan Sterling, breached his fiduciary duties, according to a recent disciplinary action. MDF Law is currently investigating the Fairfield, New Jersey-based financial professional for similar conduct. We encourage investors with concerns to contact us immediately. For more information about the allegations against Mr. Weisbrod, who […]
Bill Horak Allegedly Sold Unsuitable ARC REITs
Bill Horak (CRD# 1462594), a broker registered with Purshe Kaplan Sterling Investments, allegedly sold unsuitable REITs, according to his BrokerCheck profile. This record, published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 2, 2023, reflects his registration with his member firm’s branch office in Tallahassee, Florida. REIT Disputes Seek 6-Figure Damages Two […]
Did You Lose Money Investing with Cynthia Pulver?
Cynthia Pulver (CRD# 2679744) was discharged from one of her former member firms over alleged rule violations and is not currently registered as a broker or investment adviser. According to her Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 9, 2021, Ms. Pulver was most recently registered with International Assets Advisory in […]
Lilia Niyazova: Seacrest Wealth Management Investor Files $12 Million Complaint
Records maintained by the Financial Industry Regulatory Authority (FINRA) and accessed on October 20, 2021 indicate that former New Jersey-based Seacrest Wealth Management broker Lilia Niyazova has received a pending customer dispute alleging $12 million in damages. The investor advocacy law firm MDF Law is interested in hearing from investors who have complaints regarding Ms. […]