Two Six Figure Complaints Involving Rep James Ciocia Filed With FINRA

James Ciocia (CRD# 1619245), a Cetera Financial broker/adviser based in Tampa, has received investor complaints, according to Financial Industry Regulatory Authority (FINRA) records accessed on November 2, 2021. His former customers alleged that he recommended unsuitable investments. Investors who have lost money with Mr. Ciocia may be entitled to recover their losses. Call MDF Law […]

Dennis Karjanis Involved in Multiple Investor Disputes

Dennis Karjanis (CRD #: 5280862), a broker registered with National Securities Corporation, has multiple pending investor disputes, according to his BrokerCheck record, accessed on November 2, 2021. All these disputes allege suitability rule violations. FINRA requires that brokers only recommend investments that are suitable for their customers, taking into account factors like age, risk tolerance, […]

Investor Complaints Continue to Mount for Rodrigue Lors

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 20, 2021 indicate that New York-based Wilmington Capital Securities broker Rodrigue Lors has received several resolved or pending customer disputes. Investors who have complaints regarding Mr. Lors (CRD# 4379214) may have recovery options. Call us at 212-203-9300 for a free […]

Customer Complaints Mount Against Michael Fasciglione

Public records provided and maintained by the Financial Industry Regulatory Authority (FINRA) indicate that New York-based Aegis Capital broker Michael Fasciglione has received numerous resolved or pending customer disputes. The investor advocates at MDF Law are investigating complaints against Mr. Fasciglione (CRD# 1806486). Fasciglione Involved in Multiple Customer Complaints According to his BrokerCheck report, he […]