Prospera Financial’s Michael Tretheway Sanctioned by Regulators


Michael Tretheway (CRD# 2964914), a broker registered with Prospera Financial Services, allegedly made an unapproved outside investment, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile. Accessed on July 19, 2023, this record notes that the Fort Lauderdale-based financial professional was sanctioned in May 2023 by the Massachusetts Securities Division. Massachusetts Regulators Sanctioned Tretheway […]