Ray Guarini Resigns from Paulson Investment Company
Ray Guarini (CRD# 4699488), formerly a broker registered with Paulson & Company, departed the firm over allegations he violated its rules. MDF Law is presently investigating Mr. Guarini for similar misconduct. Investors with complaints about his investment advice should contact us immediately. Further details about his alleged rule violations can be found below, based on […]
Paulson’s John Nole Involved in GWG L Bond Dispute
John Nole (CRD# 1609191), a broker registered with Paulson Investment Company, is embroiled in an investor dispute stemming from investments in GWG Holdings. This dispute can be found in his BrokerCheck profile, a record published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 1, 2023. As it reflects, he is based at […]