FINRA Bars Jermaine Benjamin Over Misappropriation Allegations
Jermaine Benjamin (CRD# 6152653), formerly a broker registered with Raymond James Financial Services, was barred this month from registering with any broker-dealer firm in any capacity. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck record, accessed on July 11, 2023, the regulator sanctioned him over allegations that he refused to cooperate with its investigation […]
Raymond James’s Colin Seibert Involved in New Customer Arbitration
Colin Seibert (CRD #2710335), based in Houma, Louisiana is involved in a new investor dispute concerning oil and gas investments. Seibert has been licensed with Raymond James since 20013. The information for this article is based on Seibert’s public BrokerCheck report, which was last accessed on February 16, 2023. 2021 Customer Settlement According to the […]
REIT Complaint Filed Involving Infinex Advisor Michael Chandler
Jackson, Mississippi broker and investment adviser Michael Chandler (CRD# 2696470) is involved in a customer dispute concerning the sale of a non-traded REIT. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on March 23, 2022, he has been a representative of Infinex Investments since 2013. Complaint: No Due Diligence In November […]
$500,000 Complaint Filed Over Kelvern Chen’s Sale of Northstar Trust
Former Raymond James broker Kelvern Chen (CRD# 5679957) is involved in a pending customer dispute involving his sale of Northstar Trust. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 17, 2022, he is a broker and investment adviser registered with Northwestern Mutual Investment Services. Complaint Involves Northstar Trust Contracts In […]
Investor Complaints Continue for Chuck Cox Financial
Chuck Cox (CRD# 2283909) is involved in a customer dispute alleging six-figure damages. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 4, 2022, the Cox Financial broker/adviser is currently based in Federal Way, Washington. Pending Complaint: Cox Violated Fiduciary Duty In December 2021 a customer alleged Mr. Cox failed to […]
FINRA: Former Ray Jay Advisor Paul Zirakian Involved in Settled Complaints
Paul Zirakian (CRD# 2311324) has been embroiled in customer disputes that previously settled. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 8, 2021, Mr. Zirakian is a broker and investment adviser registered with Ameriprise Financial Services in The Villages, Florida. Complaints: Zirakian Breached his Fiduciary Duty, Recommended Unsuitable Investments […]