Jennifer Basey Allegedly Paid Customers over Trading Complaint
Jennifer Basey (CRD# 4730054), a broker registered with American Global Wealth Management, resigned from Stifel Nicolaus & Company after acknowledging that she paid cash to customers who complained about their investments. MDF Law is investigating the McDonough, Georgia-based financial professional for similar conduct. Investors with concerns about their accounts should contact us as soon as […]
Investor: Stiefel Broker Robert Macaluso Misrepresented Investments
Robert Macaluso (CRD# 1348161), a broker registered with Stifel Nicolaus & Company, allegedly misrepresented and recommended unsuitable investments, according to his BrokerCheck report. Accessed on June 20, 2023, this Financial Industry Regulatory Authority-published record discloses that the Boca Raton representative has been involved in three customer disputes. Pending Dispute Alleges Misrepresentations In May 2023 a […]
Stiefel’s Chuck Roberts Involved in $1 Million Complaint
On October 24, 2022, FINRA reported that Stiefel Nicolaus broker Chuck Roberts (CRD #2064602) was involved in a customer dispute involving $1 million. If you or someone you know lost money investing with Stiefel Nicolaus or Chuck Roberts, contact our attorneys at 800-767-8040 for a free and confidential consultation. We are investigating customer arbitration claims […]
FINRA Complaint: Wisconsin Broker William Mielke Allegedly Churned Investments
Wisconsin based Stifel Nicolaus & Company broker William Mielke (CRD# 1219765) is embroiled in a pending customer dispute alleging he engaged in unauthorized trading. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 17, 2022, Mr. Mielke is based out of the firm’s branch office in Green Bay, Wisconsin. Complaint Alleges […]
Former Stifel Advisor Larry Delhagen Involved in Multiple Customer Settlements
Lawrence Delhagen (CRD# 2779312) has been involved in customer disputes alleging his actions caused substantial losses. According to his Financial Industry Regulatory Authority BrokerCheck report, last accessed on December 1, 2021, he was most recently registered with Stifel Nicolaus & Company in Center Valley, Pennsylvania. Also known as Larry Delhagen, he is not currently registered […]