Robert O’Braitis Has Been Involved in Investor Disputes
Robert O’Braitis (CRD# 2124486), a broker registered with Cambridge Investment Research, mismanaged customers’ accounts, according to a recent, denied investor dispute. MDF Law is investigating the Lansdowne, Virginia-based financial professional for similar conduct. Investors with concerns about their accounts should reach out to our firm for a free consultation about potential recovery options. This post […]
Gregory Corrie Allegedly Made Excessive UIT Trades
Gregory Corrie (CRD# 1982814), formerly a broker registered with Cambridge Investment Research, excessively used unit investment trust products, according to allegations by that firm. MDF Law is investigating the former Boise, Idaho-based financial professional for similar conduct. If you are a former client with concerns about your accounts, call us for a free consultation. More information […]
Brian Kennedy Allegedly Sold Unsuitable Oil & Gas Products
Brian Kennedy (CRD# 2321416), a broker registered with Cambridge Investment Research, recommended unsuitable oil and gas products, according to investor disputes. MDF Law is investigating the Camp Hill, Pennsylvania financial professional, who does business as KCA Wealth, for similar conduct. If you have concerns about investments in your accounts, contact us for a free consultation. […]
Alex Kline Allegedly Sold Unsuitable Investments
Alex Kline (CRD# 1271785), a broker registered with Cambridge Investment Research, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Pittsburgh-based financial professional for similar conduct. Investors with concerns about their accounts should reach out for a free consultation. More information about the Duncan Financial Group representative’s conduct follows below. This post […]
Todd Lesk Embroiled in $1 Million Dispute
Todd Lesk (CRD# 2788300), formerly a broker registered with Cambridge Investment Research, is embroiled in an investor dispute and was recently barred from acting as a broker. MDF Law is currently investigating the former Coral Springs, Florida-based financial professional for alleged rule violations. If you have concerns regarding your investments, contact us for a free […]
Robert Blake Allegedly Sold Unsuitable Real Estate Investment
Robert Blake (CRD# 22955), formerly a broker registered with Cambridge Investment Research, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the former Greenwood Village-based financial professional for similar conduct. We encourage investors to reach out for a free consultation if they have any complaints. To learn more about the allegations against Mr. […]
Brian Dumont Embroiled in $500,000 Dispute
Brian Dumont (CRD# 4737802), formerly a broker registered with Cambridge Investment Research, recommended an unsuitable investment, according to an investor dispute. MDF Law is investigating the New York City-based Dumont Wealth adviser for similar conduct. Investors with concerns about their accounts should contact us for a free consultation. To learn more about the allegations against […]
Robert Abee Has a History of Problems with Customers and Regulators
Former Raleigh, North Carolina based broker Ronald Abee (CRD# 862576) has been involved in a customer dispute and a regulatory sanction. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 2, 2022, he was the president of Oxford Investment Group, which offers securities through Cambridge Investment Research. North Carolina Regulators Fined […]