Kirk Badii Involved in $3 Million Complaint

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Southlake, Texas broker Kirk Badii (CRD# 5829768) is involved in a pending customer dispute alleging his investment recommendations led to $3 million in damages. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 17, 2022, he is a representative of Badii Wealth Management, which offers securities through Independent Financial Group. Investor […]

Investor Files $1 Million Complaint Involving Daniel Loy of Independent Financial Group

Daniel Loy (CRD# 3029654) is the recipient of customer complaints, according to Financial Industry Regulatory Authority (FINRA) records accessed on November 5, 2021. The Milpitas, California broker/adviser is currently affiliated with Independent Financial Group. He was previously registered with Voya Financial Group. If you have complaints regarding Mr. Loy, call MDF Law at 800-767-8040 for […]