David Nissim Fired for Trading Improprieties

David Nissim (CRD 87066) was terminated from Nissim & Gavidia Wealth Management. This is according to records reviewed on November 18, 2021. According to the disclosure, David Nissim was terminated for failing to adhere to Nissim & Gavidia’s procedures related to block trading. The public disclosure related to David Nissim’s termination states that his trading […]

Investigation: Hamilton Investment Counsel Advisor Scott Bremus

Scott Bremus (CRD 4073006) was discharged from LPL Financial on October 1, 2021. This is according to disclosures reviewed on November 18, 2021. Mr. Bremus continues to be registered with Hamilton Investment Counsel. LPL Fires Scott Bremus On October 1, 2021, LPL Financial announced that it was terminating Mr. Bremus. The reason is as follows, […]