Former Arque Capital Broker Plagued by Investor Complaints
Las Vegas broker Brett Ellen (CRD# 1460478) is involved in several pending customer disputes that allege more than $2 million in damages. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 24, 2022, he is currently affiliated with Metric Financial. He was previously registered with Arque Capital and American Financial Network […]
Investor Files $200,000 Complaint Against Wilmington Capital Securities
Former Garden City broker Seymour Cohen (CRD# 2007478) is involved in a pending customer complaint involving allegations of an improper lending arrangement with a client. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 23, 2022, he was most recently registered with Wilmington Capital Securities. Complaint Seeks $200,000 Damages Against Wilmington […]