Shannon Roehrs Allegedly Made Unauthorized Trades
Shannon Roehrs (CRD# 4359877), a broker registered with Merrill Lynch, engaged in unauthorized trading, according to an investor dispute. MDF Law is currently investigating the Las Vegas, Nevada-based financial professional for similar conduct. We urge current or former clients with concerns about their accounts to contact us for a free consultation. To learn more about […]
Merrill Lynch, Harvest Volatility Allegedly Ignored Instructions
Merrill Lynch (CRD# 7691) and Harvest Volatility Management (CRD# 146869) caused customers to pay higher fees and incur losses, according to charges filed by the Securities and Exchange Commission. MDF Law is investigating the broker-dealer firms for similar conduct. If you are a current or former client who suffered losses, contact us for a free […]
Joe Gutierrez Involved in $1 Million Dispute
Joe Gutierrez (CRD# 5527598), a broker registered with Merrill Lynch, failed to act in a customer’s best interest, according to a recent investor dispute. MDF Law is investigating the Stuart, Florida-based financial professional for similar conduct. If you suffered losses in your accounts, contact our law firm for a free, confidential consultation with an attorney. […]
Mary McDougall Allegedly Made Unauthorized Investments
Mary McDougall (CRD# 1033553), a broker registered with Merrill Lynch, recommended unsuitable investments, according to denied investor disputes. MDF Law is investigating the Saint Paul, Minnesota-based financial professional for similar conduct. If you have concerns about investments in your accounts, contact us for a free consultation. To learn more about the allegations against Ms. McDougall, […]
Chad Zawacki Involved in Denied Trading Disputes
Chad Zawacki (CRD# 2996799), a broker registered with Merrill Lynch, recommended unsuitable investments, according to denied customer disputes. MDF Law is investigating the St. Paul, Minnesota-based financial professional for similar conduct. If you have concerns about your accounts, call us today for a free consultation. This post contains additional details about the allegations against Mr. […]
Lawrence Nagel Allegedly Sold Unsuitable Bonds, Annuities
Lawrence Nagel (CRD# 3040736), a broker registered with Merrill Lynch, recommended unsuitable investments, according to recent investor disputes. MDF Law is investigating the Louisville, Kentucky financial professional for similar conduct. Call us for a free consultation today if you have concerns regarding your accounts. To learn more about the disputes involving Mr. Nagel, continue reading […]
Clarisse Tur Allegedly Made Unauthorized Trades
Clarisse Tur (CRD# 6093990), a broker registered with Merrill Lynch, made unauthorized trades, according to investor disputes. MDF Law is investigating the Akron, Ohio-based financial professional for similar conduct. We urge investors with concerns to reach out for a free consultation. To learn more about the allegations against Ms. Tur, continue reading this post. The […]
Aubrey Lee Involved in Variable Annuity Dispute
Aubrey Lee (CRD# 1685532), a broker registered with Merrill Lynch, recommended unsuitable variable annuity investments, according to an investor dispute. MDF Law is investigating the Farmington Hills, Ohio-based financial professional for similar conduct. We urge investors with concerns to call us immediately for a free consultation. This post contains details about the allegations against Mr. […]
Merrill’s Alan Mann Involved in New Customer Dispute
Alan Mann (CRD# 1827683), a broker registered with Merrill Lynch, made unsuitable and unauthorized transactions, according to an investor dispute. These allegations can be found in his BrokerCheck profile, published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 31, 2023. More information about his alleged conduct is available in this post. Pending […]
Merrill Lynch’s Scott Nash Allegedly Recommended Excessive Trades
Scott Nash (CRD# 1126026), a broker registered with Merrill Lynch, allegedly recommended excessive transactions. This allegation can be found in his BrokerCheck report, a record published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 5, 2023. According to FINRA, Mr. Nash is registered with his firm’s office in Marlton, New Jersey. Dispute […]