Investor Accuses Michael Valdini of Excessive Trading Seeks Over $1 Million

Financial Industry Regulatory Authority (FINRA) records accessed on October 20, 2021 indicate that New York-based Joseph Stone Capital broker Michael Valdini has received several resolved or pending customer disputes. MDF Law is interested in hearing from investors who have complaints regarding Mr. Valdini (CRD# 5599281). Customer Files $1.27 Million Complaint Alleging Excessive Trading In August […]

Donald Fowler: $1.2 Million Complaint Against Barred Ex-Worden Broker

Public records maintained by the Financial Industry Regulatory Authority (FINRA) and accessed on October 20, 2021 indicate that former New York-based Worden Capital Management broker Donald Fowler (CRD# 4989632), who has received more than a dozen resolved or pending customer disputes, was recently sanctioned by FINRA and indefinitely barred from acting as a broker. Former […]

Franz Lembert: Churning Complaints Against NYC Broker

Financial Industry Regulatory Authority (FINRA) records reflect that New York City-based Spartan Capital Securities broker Franz Lambert has received several pending customer disputes. If you are a current or former customer with complaints regarding Mr. Lambert (CRD# 4463792), contact MDF Law to discuss your recovery options.   Pending Customer Complaints against Franz Lambert According to […]