Donald Fowler: $1.2 Million Complaint Against Barred Ex-Worden Broker


Public records maintained by the Financial Industry Regulatory Authority (FINRA) and accessed on October 20, 2021 indicate that former New York-based Worden Capital Management broker Donald Fowler (CRD# 4989632), who has received more than a dozen resolved or pending customer disputes, was recently sanctioned by FINRA and indefinitely barred from acting as a broker. Former […]

Franz Lembert: Churning Complaints Against NYC Broker

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Financial Industry Regulatory Authority (FINRA) records reflect that New York City-based Spartan Capital Securities broker Franz Lambert has received several pending customer disputes. If you are a current or former customer with complaints regarding Mr. Lambert (CRD# 4463792), contact MDF Law to discuss your recovery options.   Pending Customer Complaints against Franz Lambert According to […]