Matt Bullen (CRD# 6394076) is involved in a pending customer dispute alleging he engaged in several forms of misconduct. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 23, 2022, he was last registered as a broker with VCS Venture Securities in Mineola, New York. Before that, he was affiliated with […]
Financial Industry Regulatory Authority (FINRA) records accessed on October 20, 2021 indicate that New York-based Joseph Stone Capital broker Michael Valdini has received several resolved or pending customer disputes. MDF Law is interested in hearing from investors who have complaints regarding Mr. Valdini (CRD# 5599281). Customer Files $1.27 Million Complaint Alleging Excessive Trading In August […]
FINRA is investigating Joseph Stone broker Todd Kling based on allegations of excessive trading in customer accounts.
Financial Industry Regulatory Authority (FINRA) records accessed on October 17, 2021 indicate that Mineola, New York-based Joseph Stone Capital broker Lenny Yurovsky, who has been sanctioned by state securities regulators in Arkansas, is currently under FINRA investigation. MDF Law is interested in hearing from investors who have complaints regarding Mr. Yurovsky (CRD# 4554905). 2013 Customer […]