Name: H. Beck Pays $1.25 Million to Settle Customer Complaint
Uploaded: 2022-01-27T02:03:00+00:00
Channel: Admin Istrator
Description: H. Beck recently agreed to pay a $1.25 million settlement to a customer who was recommended REITs, annuities and BDCs according to FINRA.

H. Beck Pays $1.25 Million to Settle Customer Complaint

According to records received by FINRA on January 11, 2022, H. Beck agreed to pay a customer $1.25 million to settle a complaint related to John Tweardy (CRD 1361757). Dispute Involved BDCs, REITs and Variable Annuities According to the disclosure, the customer involved in the dispute was seeking $1,175,000 related to misrepresentations made in connection […]