Peter Goffin Allegedly Misrepresented GWG L Bonds
Peter Goffin (CRD# 1617710), formerly a broker registered with Newbridge Securities Corporation, is involved in an investor dispute alleging he provided misleading information. MDF Law is investigating the former Boca Raton-based financial professional for allegations of similar conduct. If you have complaints, you should contact us immediately. MDF Law’s seasoned investor advocates have recovered tens […]
Ivan Gefen, Newbridge Broker, Involved in $1.2 Million Dispute
Ivan Gefen (CRD# 1229418), a broker registered with Newbridge Securities Corporation, is involved in an investor dispute seeking seven-figure damages, according to his BrokerCheck profile. Published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 4, 2023, this record notes that the Boca Raton-based financial professional operates under the brand Gefen Asset Management. […]
FINRA Announces Investigation Into Austin Dutton
Austin Dutton (CRD# 2739167), a broker and investment adviser is the recipient of numerous customer complaints and a sanction by state securities regulators, according to Financial Industry Regulatory Authority (FINRA) records accessed on November 5, 2021. If you have lost money investing with the American Trust Investment Services representative, call MDF Law at 800-767-8040 for […]