Special Investigation: Tony Barouti‚Äôs Recommendation of GWG L Bonds 


Tony Barouti is registered with Emerson Equity in California and operates his securities business through Barouti Financial Services. If you or someone you know purchased GWG L Bonds based on the recommendation of Los Angeles based broker, Tony Barouti (CRD 3031995) of Barouti Financial, you may be able to seek compensation for your damages.    […]

Emerson Equity Fined and Ordered to Pay Investors Restitution

A man holds a tower of blocks with the word Rules from falling. Setting clear rule and restrictions. Leadership and discipline. Authoritarianism, tight control framework. Norms and laws in society

FINRA recently announced that Emerson Equity and its principal have agreed to a fine. Here are the details: From January 2015 through June 2020, the firm allegedly failed to supervise the short term trading of class A and B mutual funds. This practice is known as “mutual fund switching” and resulted in customers paying more […]