Special Investigation: Tony Barouti’s Recommendation of GWG L Bonds
Tony Barouti is registered with Emerson Equity in California and operates his securities business through Barouti Financial Services. If you or someone you know purchased GWG L Bonds based on the recommendation of Los Angeles based broker, Tony Barouti (CRD 3031995) of Barouti Financial, you may be able to seek compensation for your damages. […]
Emerson Equity Fined and Ordered to Pay Investors Restitution
FINRA recently announced that Emerson Equity and its principal have agreed to a fine. Here are the details: From January 2015 through June 2020, the firm allegedly failed to supervise the short term trading of class A and B mutual funds. This practice is known as “mutual fund switching” and resulted in customers paying more […]