FINRA Investigates Michael Venturino over Excessive Trading

Financial Industry Regulatory Authority (FINRA) records accessed on October 20, 2021 show that New York-based Spartan Capital Securities broker Michael Venturino is under investigation by FINRA in connection to allegations of misconduct. Investors with complaints regarding Mr. Venturino (CRD# 5872439) are encouraged to call MDF Law at 212-203-9300. Venturino was Registered with Spartan Capital, Trident […]

Franz Lembert: Churning Complaints Against NYC Broker

Financial Industry Regulatory Authority (FINRA) records reflect that New York City-based Spartan Capital Securities broker Franz Lambert has received several pending customer disputes. If you are a current or former customer with complaints regarding Mr. Lambert (CRD# 4463792), contact MDF Law to discuss your recovery options.   Pending Customer Complaints against Franz Lambert According to […]