Complaints Involving Justin Dieter End with Customer Settlements
Spartan Capital Securities broker Justin Dieter (CRD# 5225102) has been involved in customer disputes that cumulatively settled for hundreds of thousands of dollars. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 16, 2022, he is based at the firm’s branch office in Garden City, New York. FINRA: Complaints Settled for […]
FINRA Investigates Michael Venturino over Excessive Trading
Financial Industry Regulatory Authority (FINRA) records accessed on October 20, 2021 show that New York-based Spartan Capital Securities broker Michael Venturino is under investigation by FINRA in connection to allegations of misconduct. Investors with complaints regarding Mr. Venturino (CRD# 5872439) are encouraged to call MDF Law at 800-767-8040. Venturino was Registered with Spartan Capital, Trident […]
Franz Lembert: Churning Complaints Against NYC Broker
Financial Industry Regulatory Authority (FINRA) records reflect that New York City-based Spartan Capital Securities broker Franz Lambert has received several pending customer disputes. If you are a current or former customer with complaints regarding Mr. Lambert (CRD# 4463792), contact MDF Law to discuss your recovery options. Pending Customer Complaints against Franz Lambert According to […]