Moloney Broker Jack Hebner Involved in More Investor Disputes
Jack Hebner (CRD# 3258824), a broker registered with Moloney Securities and doing business under the brand Sentinel Wealth Management, is embroiled in disputes alleging he was negligent in his duties. These disputes can be found in his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile, accessed on July 19, 2023. The details of the allegations against […]
Nathan Paulson Allegedly Caused $5 Million Damages
Nathan Paulson (CRD# 4799867), an investment adviser registered with Paulson Wealth Management, is involved in an investor dispute seeking damages of $5 million. This dispute can be found in his Financial Industry Regulatory Authority (FINRA) BrokerCheck record, accessed on July 12, 2023, which notes that the former APW Capital broker is based in Wheaton, Illinois. […]
Landolt’s Jason Slezak Involved in GWG L Bond Dispute
Jason Slezak (CRD# 2423323), a broker registered with Landolt Securities, allegedly sold an unsuitable GWG L Bond investment. This allegation can be found in his Financial Industry Regulatory (FINRA) BrokerCheck report, accessed on July 7, 2023. According to that record, the Antioch, Illinois-based financial professional has been involved in several investor disputes. GWG L Bond […]
Center Street’s Glenn Romer: GWG L Bond Disputes
Glenn Romer (CRD# 4841915), a broker registered with Center Street Securities, is involved in customer disputes. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck record, accessed on July 6, 2023, he is registered with his firm’s office in Vero Beach, Florida, and does business under the brand “Glenn J. Romer Wealth Management and Tax […]
IDEX’s John Mateyko Involved Multiple Investor Disputes
John Mateyko (CRD# 3275621), a broker registered with PeachCap Securities and managing partner of IDEX Financial Group, allegedly misrepresented structured note investments. This is according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, a record accessed on July 3, 2023. The Serenbe, Georgia-based financial professional is involved in several investor disputes. Disputes Concern Bonds, […]
Tim Thelen Accused of Unsuitable GWG L Bond Recommendations
Tim Thelen (CRD# 1924966), a broker registered with American Trust Investment Services, allegedly committed elder abuse, according to a disclosure on his Financial Industry Regulatory Authority (FINRA) BrokerCheck report. This record, accessed on June 22, 2023, identifies Mr. Thelen as a registered representative in San Clemente, California. Tim Thelen Recommended Unsuitable L Bonds In February […]
Investor Seeks $450,000 in New Dispute Involving Money Concept’s Ray Reese
Ray Reese (CRD# 1694620), a broker registered with Money Concepts Capital Corporation, is involved in an investor dispute alleging he misrepresented an investment. This information is disclosed on his BrokerCheck report, a Financial Industry Regulatory Authority (FINRA) record accessed on June 20, 2023. Read further to learn more about the customer disputes involving the Farmington, […]
Recovery Options for American Patriot Brands Investors
MDF Law is interested in speaking to investors of American Patriot Brands, a cannabis cultivation company that was charged with securities fraud by the Securities and Exchange Commission on March 16, 2023. If you invested, please call 800-767-8040 and ask to speak with attorney Marc Fitapelli or Jeffrey Saxon. Recovery Options For Investors If you […]
Did You Invest with BKCoin Management?
On March 6, 2023, the Securities and Exchange Commission (SEC) announced action against Miami-based investment adviser BKCoin Management LLC and one of its principals, Kevin Kang, for allegedly defrauding investors in a crypto asset fraud scheme. BKCoin Management Was a Ponzi Scheme In a complaint filed under seal on February 23, 2023, and unsealed on […]
Current and Former Wells Fargo Brokers with Significant Disclosure Histories
MDF Law releases a report identifying current and former associated persons from Wells Fargo Advisors who have significant disclosure histories. The report analyzed data as of January 3, 2023. Individuals who are included in this report are statistically more likely to be involved in a new customer complaint. See “How Widespread and Predictable is Stock […]