Efrain Trujillo Fired Over Customer Loan
Efrain Trujillo (CRD# 3106482) was recently fired by his forner member firm over alleged rule violations. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 20, 2021, Mr. Trujillo was most recently registered with Western International Securities in Los Angeles, California. Western International Securities Terminated Efrain Trujillo In October 2021 […]
Hayk Papoyan is Under Investigation by FINRA After Being Fired
Hayk Papoyan (CRD# 4459980) is the subject of a Financial Industry Regulatory Authority investigation into alleged rule violations. This is according to his FINRA BrokerCheck report, a public record accessed on November 27, 2021. Papoyan is not currently registered as a broker or as an investment adviser, but he was most recently registered with MML […]
Western International Rep Peter Steege Involved in Multiple Customer Disputes
Peter Steege (CRD #: 1060713), a broker and an investment adviser registered with Western International Securities, has disclosures on his license, according to his BrokerCheck record, accessed on November 10, 2021. Mr. Steege has a long record of disclosures, dating all the way back to 1989, when he was fired from Smith Barney, Harris Upham […]
How to File a FINRA Complaint: A Guide For Burned Investor
Investors can pursue fraud, suitability and negligence cases through FINRA against their financial advisors.