Ron Whittingham Suspended Over Annuity Applications

Ron Whittingham (CRD 4175525) has been suspended by FINRA. The suspension was announced on October 28, 2021. Rob Whittingham is based in Orland Park, Il. Important Details According to FINRA, Whittingham “falsified variable annuity replacement disclosure forms.” He did this to allegedly create the impression for clients that newer annuities provided better features. Ron Whittingham […]

Chip Dover: Florida Based Broker Has History of Six Figure Complaints

Chip Dover (CRD# 1514033), a broker registered with Moors & Cabot, was the recipient of customer complaints, according to Financial Industry Regulatory Authority (FINRA) records accessed on November 2, 2021. The Winter Park representative has also been sanctioned by state regulatory authorities. If you have lost money investing with Mr. Dover, the experienced broker fraud […]