Customer: Robeson Hilton Recommended Unsuitable Annuity
Robeson Hilton (CRD# 6422649), a broker registered with Equitable Advisors, is involved in a six-figure investor dispute, according to his BrokerCheck report. Published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 11, 2023, this record notes that he is a financial professional based in Woodbury, New York. Pending Annuity Dispute Seeks $550,000 […]
Variable Annuity Complaint Against Merrill Lynch’s Milton Tanaka
Honolulu broker and Merril Lynch investment adviser Milton Tanaka (CRD# 2499204) is involved in a pending customer dispute. This is according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 25, 2022. Pending Complaint Alleges Unsuitable Recommendations In February 2022 a customer filed a complaint alleging Mr. Tanaka made unsuitable investment recommendations, […]
Pattern of ‘Denied’ Annuity Complaints for Jason Peplinski
Jason Peplinski (CRD# 4234120) has been involved in several denied customer complaints alleging he made unsuitable recommendations. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 4, 2022, he is currently registered as a broker and investment adviser with SagePoint Financial in Lincoln, Nebraska. Four Denied Complaints Alleged $200,000+ in Damages […]
Royal Alliance Broker Paz Chandra Involved in $100,000 Dispute
Paz Chandra (CRD #: 2405701), a broker registered with Royal Alliance Associates, is facing investor allegations of unsuitable investments, according to her BrokerCheck record, accessed on January 10, 2022. This is her second investor dispute. On December 31, 2020, an investor alleged that that Paz Chandra recommended unsuitable alternative investments. This activity allegedly took place […]
Christopher Callagy Racks Up His Ninth BrokerCheck Disclosure
Christopher Callagy (CRD #: 1688999), a broker registered with Revere Securities, is involved in allegations of poor performance, according to his BrokerCheck record, accessed on January 10, 2022. This is his ninth disclosure. 2021 Customer Arbitration Before FINRA On January 27, 2021, an investor alleged that their securities suffered from poor performance from March 2019 […]
Ron Whittingham Suspended Over Annuity Applications
Ron Whittingham (CRD 4175525) has been suspended by FINRA. The suspension was announced on October 28, 2021. Rob Whittingham is based in Orland Park, Il. Important Details According to FINRA, Whittingham “falsified variable annuity replacement disclosure forms.” He did this to allegedly create the impression for clients that newer annuities provided better features. Ron Whittingham […]
Chip Dover: Florida Based Broker Has History of Six Figure Complaints
Chip Dover (CRD# 1514033), a broker registered with Moors & Cabot, was the recipient of customer complaints, according to Financial Industry Regulatory Authority (FINRA) records accessed on November 2, 2021. The Winter Park representative has also been sanctioned by state regulatory authorities. If you have lost money investing with Mr. Dover, the experienced broker fraud […]