Investor Files REIT Complaint Involving Berthel Fisher Advisor Scott Brannan
According to FINRA, North Dakota based advisor Scott Brannan (CRD# 4553880) is involved in a pending customer dispute against Berthel Fisher. This information is based on disclosures contained on his BrokerCheck report, accessed on March 24, 2022. Complaint: Scott Brannan Recommended Unsuitable Non-Traded REIT Mr. Brannan’s FINRA records disclose a pending customer complaint filed in […]
$870,000 REIT Complaint Alleges Wrongdoing by Financial Advisor Joseph Langlois
According to FINRA, a new complaint has been filed against San Diego broker and investment adviser Joseph Langlois (CRD# 4216281). According to records, accessed on March 17, 2022, he is currently a representative of DFPG Investments. Customers: Langlois Recommended Unsuitable Real Estate Securities FINRA records list a recent pending customer complaint involving Mr. Langlois. Filed […]
Rex Harris Fined by State of Montana Over REIT Sales
Harris Financial broker/adviser Rex Harris (CRD# 1708799) was sanctioned in 2016 by the Montana Office of the Commissioner of Securities and Insurance. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 23, 2022, he was last based in Whitefish, Montana. He is currently not registered as a broker or an investment […]
Former Crown Capital Advisor Ben Herritage Involved in Non-Traded REIT Dispute
Ben Herritage (CRD# 4027113) is involved in a pending customer complaint alleging various forms of misconduct connected to an REIT investment. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 21, 2021, Mr. Herritage is currently registered as a broker and an investment adviser with LPL Financial in Columbia, South […]
Investor Files Arbitration Over Dave Meacham’s Recommendation to Invest in Illiquid Alternatives
Dave Meacham (CRD# 1045678) has been involved in customer disputes alleging he recommended unsuitable investments. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 15, 2021, Mr. Meacham is currently registered with Royal Alliance Associates in Scottsdale, Arizona. Dave Meacham Recommended Risky Real Estate Investment FINRA records describe one pending […]