Richard Tulloch Involved in NorthStar REIT Dispute
Richard Tulloch (CRD# 5180553), formerly a broker registered with Avatar Securities, concentrated a customer’s funds in an illiquid REIT, according to an investor dispute. MDF Law is currently investigating the former New York City-based financial professional for similar conduct. If you have concerns about your accounts, we urge you to contact us as soon as […]
Bob Lorente Allegedly Sold Unsuitable REITs
Bob Lorente (CRD# 1425180), formerly a broker registered with Aurora Securities, is involved in an investor dispute alleging that his advice led to six-figure damages. MDF Law is investigating the former Livonia, Michigan-based financial professional for similar conduct. We urge investors with concerns to contact us as soon as possible for a free consultation. To […]
Bill Horak Allegedly Sold Unsuitable ARC REITs
Bill Horak (CRD# 1462594), a broker registered with Purshe Kaplan Sterling Investments, allegedly sold unsuitable REITs, according to his BrokerCheck profile. This record, published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 2, 2023, reflects his registration with his member firm’s branch office in Tallahassee, Florida. REIT Disputes Seek 6-Figure Damages Two […]
Former Cetera Broker Rebecca Ng-Tsang Involved in New Investor Dispute
Rebecca Ng-Tsang (CRD# 5578435), formerly a broker registered with Cetera Investment Services, is involved in investor disputes, according to her Financial Industry Regulatory Authority (FINRA) BrokerCheck record. Accessed on July 3, 2023, this record notes that she was last registered as a broker in Bellevue, Washington. REIT, Annuity Disputes Seek $400,000 Ms. Ng-Tsang is involved […]
Investor Files REIT Complaint Involving Berthel Fisher Advisor Scott Brannan
According to FINRA, North Dakota based advisor Scott Brannan (CRD# 4553880) is involved in a pending customer dispute against Berthel Fisher. This information is based on disclosures contained on his BrokerCheck report, accessed on March 24, 2022. Complaint: Scott Brannan Recommended Unsuitable Non-Traded REIT Mr. Brannan’s FINRA records disclose a pending customer complaint filed in […]
$870,000 REIT Complaint Alleges Wrongdoing by Financial Advisor Joseph Langlois
According to FINRA, a new complaint has been filed against San Diego broker and investment adviser Joseph Langlois (CRD# 4216281). According to records, accessed on March 17, 2022, he is currently a representative of DFPG Investments. Customers: Langlois Recommended Unsuitable Real Estate Securities FINRA records list a recent pending customer complaint involving Mr. Langlois. Filed […]
Rex Harris Fined by State of Montana Over REIT Sales
Harris Financial broker/adviser Rex Harris (CRD# 1708799) was sanctioned in 2016 by the Montana Office of the Commissioner of Securities and Insurance. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 23, 2022, he was last based in Whitefish, Montana. He is currently not registered as a broker or an investment […]
Former Crown Capital Advisor Ben Herritage Involved in Non-Traded REIT Dispute
Ben Herritage (CRD# 4027113) is involved in a pending customer complaint alleging various forms of misconduct connected to an REIT investment. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 21, 2021, Mr. Herritage is currently registered as a broker and an investment adviser with LPL Financial in Columbia, South […]
Investor Files Arbitration Over Dave Meacham’s Recommendation to Invest in Illiquid Alternatives
Dave Meacham (CRD# 1045678) has been involved in customer disputes alleging he recommended unsuitable investments. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 15, 2021, Mr. Meacham is currently registered with Royal Alliance Associates in Scottsdale, Arizona. Dave Meacham Recommended Risky Real Estate Investment FINRA records describe one pending […]