REIT Complaint Filed Involving Infinex Advisor Michael Chandler
Jackson, Mississippi broker and investment adviser Michael Chandler (CRD# 2696470) is involved in a customer dispute concerning the sale of a non-traded REIT. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on March 23, 2022, he has been a representative of Infinex Investments since 2013. Complaint: No Due Diligence In November […]
$500,000 Complaint Filed Over Kelvern Chen’s Sale of Northstar Trust
Former Raymond James broker Kelvern Chen (CRD# 5679957) is involved in a pending customer dispute involving his sale of Northstar Trust. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 17, 2022, he is a broker and investment adviser registered with Northwestern Mutual Investment Services. Complaint Involves Northstar Trust Contracts In […]
Investor Complaints Continue for Chuck Cox Financial
Chuck Cox (CRD# 2283909) is involved in a customer dispute alleging six-figure damages. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 4, 2022, the Cox Financial broker/adviser is currently based in Federal Way, Washington. Pending Complaint: Cox Violated Fiduciary Duty In December 2021 a customer alleged Mr. Cox failed to […]
FINRA: Former Ray Jay Advisor Paul Zirakian Involved in Settled Complaints
Paul Zirakian (CRD# 2311324) has been embroiled in customer disputes that previously settled. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 8, 2021, Mr. Zirakian is a broker and investment adviser registered with Ameriprise Financial Services in The Villages, Florida. Complaints: Zirakian Breached his Fiduciary Duty, Recommended Unsuitable Investments […]