Fera Shivaee Allegedly Sold Unsuitable Bond
Fera Shivaee (CRD# 2271590), a broker registered with Centaurus Financial, recommended an unsuitable and complex investment, according to an investor dispute. MDF Law is investigating the Laguna Niguel, California-based financial professional for similar conduct. Investors with concerns should contact us immediately for a free consultation. To learn more about the allegations against Ms. Shivaee, continue […]
Devin Patel Involved in $1.5 Million Investor Dispute
Devin Patel (CRD# 6632487), a broker registered with Sanford Bernstein & Company, gave unsuitable advice that led to 7-figure damages, according to an investor dispute. MDF Law is investigating the Tampa-based financial professional for similar conduct. We encourage investors with concerns to call us immediately. To learn more about the allegations against Mr. Patel, continue […]
Norman Harp Involved in 6-Figure Bond Dispute
Norman Harp (CRD# 2480563), a broker registered with B.B. Graham & Company, is involved in an investor dispute seeing more than $100,000 in damages, according to FINRA records. MDF Law is investigating the Leawood, Kansas-based financial professional for similar conduct. We urge investors to call us immediately with any concerns. To learn more about the […]
Andrew Pesner Embroiled in 6-Figure Negligence Complaint
Andrew Pesner (CRD# 1971579), a broker registered with VCS Venture Securities, recommended an unsuitable stock investment, according to investor allegations. MDF Law is conducting an investigation of the Hauppage, New York-based financial professional for similar conduct. We encourage investors with concerns to reach out to our office immediately. Find details about his alleged conduct below, […]
Joseph Audia Allegedly Sold Unsuitable Stocks
Joseph Audia (CRD# 2909761), a broker registered with VCS Venture Securities, is embroiled in an investor dispute alleging that he provided unsuitable investment advice. MDF Law is investigating the Hauppage, New York-based financial professional for similar conduct. We encourage investors with concerns to call us as soon as possible. The details contained in this post […]
Jimmy Monken Embroiled in $750K Investor Dispute
Jimmy Monken (CRD# 5765921), a broker registered with Morgan Stanley, is involved in investor disputes seeking six-figure damages. MDF Law is investigating the Clayton, Missouri representative for conduct similar to that alleged in the disputes, which are contained in his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile, accessed on October 7, 2023. Call an attorney […]
Lorraine Gallette: Disputes Seek 7-Figure Damages
Lorraine Gallette (CRD# 6192487), formerly a Moloney Securities broker, recommended unsuitable investments that led to more than $1 million in damages, according to investor disputes filed in the last several years. MDF Law is investigating the former El Dorado Springs, Missouri broker for similar conduct. Investors who lost money working with her should contact us […]
Investor: Stiefel Broker Robert Macaluso Misrepresented Investments
Robert Macaluso (CRD# 1348161), a broker registered with Stifel Nicolaus & Company, allegedly misrepresented and recommended unsuitable investments, according to his BrokerCheck report. Accessed on June 20, 2023, this Financial Industry Regulatory Authority-published record discloses that the Boca Raton representative has been involved in three customer disputes. Pending Dispute Alleges Misrepresentations In May 2023 a […]
FINRA: Complaint Involving Eli Moallem Settles for $275,000
Eli Moallem (CRD# 2954321) has been involved in a customer complaint that settled for more than $200,000. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 2, 2021, Mr. Moallen recently departed Merrill Lynch and is now registered with NewEdge Securities in Montvale, New Jersey. Customer Complaint: Eli Moallem Made […]
Equitable Advisors Involved in Investor Suitability Complaint
Kevin Dooley (CRD# 2513153) and Adam Weirich (CRD# 3013630) have received a pending customer complaint alleging they recommended unsuitable alternative investments. According to their FINRA-maintained BrokerCheck reports, accessed on November 27, 2021, Dooley and Weirich are brokers and investment advisers registered with Equitable Advisors in Miami, Florida. Pending Complaint Alleges Suitability Violations FINRA records show […]