Tom Swan Allegedly Misrepresented Bond Investments
Tom Swan (CRD# 1698430), a broker registered with Western International Securities, misrepresented investments, according to multiple investor disputes. MDF Law is investigating the Westlake Village, California financial professional for similar conduct. If you have concerns about your portfolio, contact our attorneys for a free consultation. To learn more about the allegations against Mr. Swan, continue […]
Garrett Moretz Allegedly Misrepresented GWG L Bonds
Garrett Moretz (CRD# 4086791), a broker registered with LifeMark Securities, deceived investors when selling GWG L Bonds, according to Securities and Exchange Commission charges. MDF Law is investigating the Mooresville, North Carolina-based financial professional, who is also president of Moretz Wealth Management, for similar conduct. If you suffered losses on GWG L Bonds or other […]
David Goldstein Allegedly Misrepresented GWG L Bonds
David Goldstein (CRD# 1718066), an advisor registered with WealthPlan Partners, misrepresented an investment in GWG L Bonds, according to an investor dispute. MDF Law is investigating the Rancho Mirage, California broker for similar conduct. Contact us if you have concerns about your accounts. To learn more about Mr. Goldstein’s professional history and the allegations against […]
Chris Wright Involved in Suitability Dispute
Chris Wright (CRD# 4134973), a broker registered with Realta Equities and Wright Wealth Management, is embroiled in investor disputes seeking more than $500,000 in damages. MDF Law is currently investigating the Prescott, Arizona-based financial professional for similar conduct. Please reach out to our attorneys for a free consultation if you have concerns about your investments. […]
Rene Castro Involved in 6-Figure Disputes
Rene Castro (CRD# 2559410), a broker registered with Great Point Capital, recommended unsuitable investments, according to investor disputes recently lodged with the Financial Industry Regulatory Authority (FINRA). MDF Law is currently investigating allegations of similar misconduct against the Chicago-based representative, and investors should call an attorney immediately if they lost money. The information contained in […]
Peter Goffin Allegedly Misrepresented GWG L Bonds
Peter Goffin (CRD# 1617710), formerly a broker registered with Newbridge Securities Corporation, is involved in an investor dispute alleging he provided misleading information. MDF Law is investigating the former Boca Raton-based financial professional for allegations of similar conduct. If you have complaints, you should contact us immediately. MDF Law’s seasoned investor advocates have recovered tens […]
Linda Wimsatt: GWG L Bond Disputes Seek 6 Figures
Linda Wimsatt (CRD# 1401802), a broker registered with American Trust Investment Services, is embroiled in five investor disputes relating to investments in GWG L Bonds. These disputes can be found in her BrokerCheck profile, a Financial Industry Regulatory Authority (FINRA) record accessed on August 2, 2023. As it reflects, she does business under the brand […]
Paulson’s John Nole Involved in GWG L Bond Dispute
John Nole (CRD# 1609191), a broker registered with Paulson Investment Company, is embroiled in an investor dispute stemming from investments in GWG Holdings. This dispute can be found in his BrokerCheck profile, a record published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 1, 2023. As it reflects, he is based at […]
Investor: James Schrack Sold Unsuitable GWG L Bonds
James Schrack (CRD# 2620270), a broker with Center Street Securities and owner of Schrack Financial Group, allegedly recommended unsuitable investments. This is according to investor disputes disclosed in his Financial Industry Regulatory Authority (FINRA) BrokerCheck record, accessed on June 29, 2023. More information about the Spokane Valley investment professional’s alleged conduct is available below. Two […]
Landolt’s Jason Slezak Involved in GWG L Bond Dispute
Jason Slezak (CRD# 2423323), a broker registered with Landolt Securities, allegedly sold an unsuitable GWG L Bond investment. This allegation can be found in his Financial Industry Regulatory (FINRA) BrokerCheck report, accessed on July 7, 2023. According to that record, the Antioch, Illinois-based financial professional has been involved in several investor disputes. GWG L Bond […]