Rene Castro Involved in 6-Figure Disputes
Rene Castro (CRD# 2559410), a broker registered with Great Point Capital, recommended unsuitable investments, according to investor disputes recently lodged with the Financial Industry Regulatory Authority (FINRA). MDF Law is currently investigating allegations of similar misconduct against the Chicago-based representative, and investors should call an attorney immediately if they lost money. The information contained in […]
Peter Goffin Allegedly Misrepresented GWG L Bonds
Peter Goffin (CRD# 1617710), formerly a broker registered with Newbridge Securities Corporation, is involved in an investor dispute alleging he provided misleading information. MDF Law is investigating the former Boca Raton-based financial professional for allegations of similar conduct. If you have complaints, you should contact us immediately. MDF Law’s seasoned investor advocates have recovered tens […]
Linda Wimsatt: GWG L Bond Disputes Seek 6 Figures
Linda Wimsatt (CRD# 1401802), a broker registered with American Trust Investment Services, is embroiled in five investor disputes relating to investments in GWG L Bonds. These disputes can be found in her BrokerCheck profile, a Financial Industry Regulatory Authority (FINRA) record accessed on August 2, 2023. As it reflects, she does business under the brand […]
Paulson’s John Nole Involved in GWG L Bond Dispute
John Nole (CRD# 1609191), a broker registered with Paulson Investment Company, is embroiled in an investor dispute stemming from investments in GWG Holdings. This dispute can be found in his BrokerCheck profile, a record published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 1, 2023. As it reflects, he is based at […]
Investor: James Schrack Sold Unsuitable GWG L Bonds
James Schrack (CRD# 2620270), a broker with Center Street Securities and owner of Schrack Financial Group, allegedly recommended unsuitable investments. This is according to investor disputes disclosed in his Financial Industry Regulatory Authority (FINRA) BrokerCheck record, accessed on June 29, 2023. More information about the Spokane Valley investment professional’s alleged conduct is available below. Two […]
Landolt’s Jason Slezak Involved in GWG L Bond Dispute
Jason Slezak (CRD# 2423323), a broker registered with Landolt Securities, allegedly sold an unsuitable GWG L Bond investment. This allegation can be found in his Financial Industry Regulatory (FINRA) BrokerCheck report, accessed on July 7, 2023. According to that record, the Antioch, Illinois-based financial professional has been involved in several investor disputes. GWG L Bond […]
Tim Thelen Accused of Unsuitable GWG L Bond Recommendations
Tim Thelen (CRD# 1924966), a broker registered with American Trust Investment Services, allegedly committed elder abuse, according to a disclosure on his Financial Industry Regulatory Authority (FINRA) BrokerCheck report. This record, accessed on June 22, 2023, identifies Mr. Thelen as a registered representative in San Clemente, California. Tim Thelen Recommended Unsuitable L Bonds In February […]
Moloney Securities’ Jeff Morris Involved in Four Investor Complaints
Jeff Morris (CRD #2478499), a broker registered with Moloney Securities in Estes Park, Colorado is involved in four pending customer complaints. This information is according to his public BrokerCheck report, last accessed on February 15, 2023. Four Investor Complaints Involving Jeff Morris The four investor complaints were filed between October 2022 and January 2023. […]
Fariba Madison Involved in Investor Complaint over GWG L Bonds
We are investigating Fariba Madison (CRD #1178259) for sales practice violations related to the marketing of GWG L Bonds. Ms. Madison is currently registered with Western International Securities in Los Alamitos, California. The information contained in this article is based on disclosures contained on her public securities license as well as other information. The public […]
Did you Purchase GWG L Bonds from Tony Barouti?
On September 9, 2022, attorney Marc Fitapelli announced that MDF Law represents over 40 clients of Tony Barouti. These clients have lost more than $5 million investing in GWG L Bonds and their cases are currently pending before the Financial Industry Regulatory Authority, or FINRA, in Los Angeles, California. If you invested more than $100,000 […]