Current and Former Wells Fargo Brokers with Significant Disclosure Histories


MDF Law releases a report identifying current and former associated persons from Wells Fargo Advisors who have significant disclosure histories.  The report analyzed data as of January 3, 2023. Individuals who are included in this report are statistically more likely to be involved in a new customer complaint. See “How Widespread and Predictable is Stock […]

Court: Wells Fargo’s Lawyer Rigged Complaint Process


In an alarming decision, the Superior Court of Fulton County, Georgia recently found that Wells Fargo Advisors engaged in a scheme to “manipulate” and “secretly redline the neutral list” of FINRA arbitrators that are used to resolve Wells Fargo Advisor Complaints.  The case number is Civil Action File No. 2019CV328949.  A copy of the decision […]