Adam Brunin Allegedly Concentrated Investor’s Assets
Adam Brunin (CRD# 4407663), an investment adviser registered with Navigation Wealth, concentrated a customer’s accounts in equities, according to an investor dispute. MDF Law is investigating the Fort Collins, Colorado-based financial professional for similar conduct. If you have concerns about investments in your accounts, contact us for a free consultation. To learn more about the […]
Jason Stone, Secura Broker, Involved in $2 Million Dispute
Jason Stone (CRD# 5455271), a broker registered with Arkadios Capital, recommended unsuitable and concentrated investments, according to an investor dispute. MDF Law is investigating the Orange, California-based financial professional for similar conduct. If you suffered losses on unsuitably risky investments, reach out for a free consultation. The below post provides additional information regarding Mr. Stone’s […]
Andrew Pandis, Cetera Broker, Allegedly Concentrated Assets
Andrew Pandis (CRD# 2928410), a broker registered with Cetera, recommended an unsuitable and over-concentrated alternative investment, according to an investor dispute. MDF Law is investigating the Forest Hills, New York-based financial professional for similar conduct. If you have concerns about your portfolio, call us for a free and confidential consultation with an attorney. More information […]
Morgan Stanley’s David Wachsman Involved in $1.6 Million Investor Dispute
David Wachsman (CRD #: 2220024), a broker registered with Morgan Stanley, is facing an investor allegation of a $1.6 million loss, according to his BrokerCheck record, accessed on January 10, 2022. On January 28, 2021, an investor alleged that Wachsman overconcentrated an unsuitable investment in an investor’s portfolio. The alleged misconduct took place from 2010 […]
Robert Yasnis Involved in Customer Arbitration before FINRA
Robert Yasnis (CRD #: 2399141), a broker registered with Monmouth Capital Corporation, is facing an allegation of six-figure losses, according to his BrokerCheck record, accessed on January 10, 2022. Investor Allegation: Robert Yasnis Overconcentrated Portfolio On December 11, 2020, an investor alleged that Robert Yasnis overconcentrated securities in their portfolio. The investor alleged that Yasnis […]