Sarah Komischke Involved in $500,000 Dispute Over Offshore Annuity Investment

risk-assessment-forecast-management-risky-forecasting-analysis-analytics-business-concept-finance

Sarah Komischke (CRD# 5076489) is embroiled in pending customer disputes alleging she caused more than half a million dollars in damages. According to her BrokerCheck report, accessed on November 26, 2021, the New York City-based broker and investment adviser is currently registered with Cetera Investment Services. She is also known as Xiao Komischke and Xiao […]

Northstar Investor Files Complaint Involving Truist’s Advisor Steve Berrocal

Businessman employer breaks a contract. Breach of a deal. Termination of cooperation, disagreement to renew extend agreement. Termination of order. Violation of conditions and rules. End cooperation

Steve Berrocal (CRD# 3071400) is involved in pending customer disputes alleging he recommended unsuitable Northstar GIC investments. According to his BrokerCheck report, last accessed on November 22, 2021, Berrocal is a representative of Truist Investment Services and based in Coral Gables, Florida. Complaints: Berrocal’s Recommendations Caused $2 Million in Damages There are four pending complaints […]