Richard Tulloch Involved in NorthStar REIT Dispute
Richard Tulloch (CRD# 5180553), formerly a broker registered with Avatar Securities, concentrated a customer’s funds in an illiquid REIT, according to an investor dispute. MDF Law is currently investigating the former New York City-based financial professional for similar conduct. If you have concerns about your accounts, we urge you to contact us as soon as […]
Raul Benitez Allegedly Sold Unsuitable NorthStar Investment
Raul Benitez (CRD# 4457185), formerly a broker registered with Wells Fargo and SunTrust, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Miami-based adviser, now registered with Aragon Capital, for similar conduct. If you have concerns about your accounts, contact us for a free consultation. To learn more about the allegations against […]
$500,000 Complaint Filed Over Kelvern Chen’s Sale of Northstar Trust
Former Raymond James broker Kelvern Chen (CRD# 5679957) is involved in a pending customer dispute involving his sale of Northstar Trust. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 17, 2022, he is a broker and investment adviser registered with Northwestern Mutual Investment Services. Complaint Involves Northstar Trust Contracts In […]
Sarah Komischke Involved in $500,000 Dispute Over Offshore Annuity Investment
Sarah Komischke (CRD# 5076489) is embroiled in pending customer disputes alleging she caused more than half a million dollars in damages. According to her BrokerCheck report, accessed on November 26, 2021, the New York City-based broker and investment adviser is currently registered with Cetera Investment Services. She is also known as Xiao Komischke and Xiao […]
Northstar Investor Files Complaint Involving Truist’s Advisor Steve Berrocal
Steve Berrocal (CRD# 3071400) is involved in pending customer disputes alleging he recommended unsuitable Northstar GIC investments. According to his BrokerCheck report, last accessed on November 22, 2021, Berrocal is a representative of Truist Investment Services and based in Coral Gables, Florida. Complaints: Berrocal’s Recommendations Caused $2 Million in Damages There are four pending complaints […]