Does FINRA’s BrokerCheck Protect Investors from Bad Financial Advisors?


Most financial advisors are likely honest and hardworking.  Unfortunately, there is a statistically small number of “bad actors” in the industry. If you don’t check your advisor’s record, you might be unknowingly working with one of these problem individuals.  FINRA BrokerCheck: A Potential Solution? The Financial Industry Regulatory Authority, known as FINRA, is a private […]