Royal Alliance Broker Paz Chandra Involved in $100,000 Dispute
Paz Chandra (CRD #: 2405701), a broker registered with Royal Alliance Associates, is facing investor allegations of unsuitable investments, according to her BrokerCheck record, accessed on January 10, 2022. This is her second investor dispute. On December 31, 2020, an investor alleged that that Paz Chandra recommended unsuitable alternative investments. This activity allegedly took place […]
Investor Files Arbitration Over Dave Meacham’s Recommendation to Invest in Illiquid Alternatives
Dave Meacham (CRD# 1045678) has been involved in customer disputes alleging he recommended unsuitable investments. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 15, 2021, Mr. Meacham is currently registered with Royal Alliance Associates in Scottsdale, Arizona. Dave Meacham Recommended Risky Real Estate Investment FINRA records describe one pending […]
Complaint Involving Royal Alliance Advisor Mark Young Alleges $4 Million Losses
Mark Young (CRD# 1800687) is involved in a customer dispute alleging his actions caused more than $4 million in damages. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 1, 2021, the Royal Alliance Associates broker/adviser is currently registered with the firm’s branch office in Topeka, Kansas. Pending Customer Complaint: […]
Royal Alliance Reps Embroiled in $250,000 Investor Complaint
Thomas Rydell (CRD# 5020102) and Ron Phillips (CRD# 2823393) are embroiled in a customer complaint alleging their actions caused six figure damages. This information is according to their Financial Industry Regulatory Authority (FINRA) BrokerCheck reports, accessed on November 27, 2021. Those records show that Rydell is currently a broker and investment adviser registered with Royal […]
Royal Alliance Associates History of Customer Complaints
Royal Alliance Associates, Inc, is a dual-registered broker-dealer and investment adviser with its main offices in Jersey City, New Jersey. The company currently has 78 disclosure events recorded at FINRA. Disclosure events refer to criminal matters, regulatory actions, civil judicial proceedings, and similar items that must be reported by brokerage firms or regulators to FINRA. […]