Plano Financial Advisor Jason Jaynes Involved in $18 Million Investment Dispute
Jason Jaynes (CRD #: 5555100), a broker registered with Wells Fargo Clearing Services, is involved in investor allegations of unsuitable investment recommendations, according to his BrokerCheck record, accessed on November 10, 2021. Investor was a Client of Wells Fargo and Merrill Lynch On January 25, 2021, investors alleged that Jason Jaynes made unsuitable investment […]
Jorge Sonville Fired After $4 Million Arbitration is Filed
Jorge Sonville (CRD #: 2558540), was fired by Merrill Lynch, Pierce, Fenner & Smith on June 10, 2021, according to his BrokerCheck record, accessed on November 2, 2021. Sonville is now licensed with Insigneo Securities in Miami, Florida. When Merrill Lynch discharged Sonville, it made the following disclosure on his license: “Conduct including participation in […]
Richard Crabtree Involved in $5 Million Dispute
Richard Crabtree (CRD #: 1855649), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, has a pending customer dispute alleging misrepresentation, according to his BrokerCheck record, accessed on November 2, 2021. Investor Seeks $5 Million from Merrill Lynch in Arbitration On September 24, 2020, a client alleged that Richard Crabtree made material misrepresentations about […]
Investor’s Dispute with Merrill Lynch Settles for $2.1 Million
Keith Simmons (CRD #: 730619), a broker registered with Merrill Lynch, Pierce, Fenner, & Smith, was recently involved in an arbitration that settled for $2.1 million, according to his BrokerCheck record, accessed on November 2, 2021. He is both a registered investment adviser and broker in Miami, Florida. Keith Simmons has a total of four […]
Arbitration Involving Merrill Lynch Rep Tom Moore Settles
Tom Moore (CRD #: 2526192), a New York City broker registered with Merrill Lynch, Pierce, Fenner, & Smith was recently involved in a six figure settlement, according to his BrokerCheck record, accessed on November 2, 2021. This is his fifth disclosure and his third disclosure related to unsuitable investment recommendations. Excessive Trading Complaint Settles for […]