Rene Castro Involved in 6-Figure Disputes
Rene Castro (CRD# 2559410), a broker registered with Great Point Capital, recommended unsuitable investments, according to investor disputes recently lodged with the Financial Industry Regulatory Authority (FINRA). MDF Law is currently investigating allegations of similar misconduct against the Chicago-based representative, and investors should call an attorney immediately if they lost money. The information contained in […]
Spectrum Capital’s Scott Kemps Involved in $400,000 Investor Dispute
Scott Kemps (CRD# 1849069), a broker registered with Great Point Capital, allegedly recommended unsuitable and speculative investments. These allegations are disclosed on his BrokerCheck report, a Financial Industry Regulatory Authority (FINRA) record accessed on July 6, 2023. According to this record, the Spectrum Capital Management president is registered in Melbourne and Orlando, Florida. Dispute Alleges […]
Great Point’s Jon Cirelli Involved in Multiple Investor Disputes
Recent customer disputes alleged that Jon Cirelli (CRD# 4729737), a broker with Great Point Capital, breached his fiduciary duty and recommended unsuitable investments. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on June 10, 2023, the Miami advisor used to be registered with Coastal Equities and Coastal Investment Advisors. Previous Disputes Settled […]