Former GMS Broker William Ornstein Had History of Customer Complaints
William Ornstein (CRD# 500470) has been involved in numerous customer disputes alleging fraudulent sales practices. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 10, 2022, he was most recently registered as a broker with GMS Group in Boca Raton, Florida. He is currently not registered with any broker-dealer firm. FINRA: […]
Investor Files Arbitration Involving Rockwell Broker George Fill
George Fill (CRD# 5396631) is embroiled in a pending customer complaint alleging he made unauthorized trades in a high-risk account. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 20, 2021, Mr. Fill is currently registered as a broker with The Rockwell Financial Group in Hicksville, New York. Complaint Alleges […]