Michael Barranco Involved in $3.2 Million Investor Complaint
Michael Barranco (CRD# 4825738) is involved in a $3.2 million dispute. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on November 27, 2021, Mr. Barranco was previously registered as a broker with LPL Financial in Montgomery, Alabama. He is currently registered as an investment adviser with Invista Advisors in Montgomery, according to […]
Ameriprise Rep. Michael Clark Fined By NH Insurance Department
The State of New Hampshire recently announced that Ameriprise advisor Michael Clark (CRD#: 2580455) was fined. According to his BrokerCheck report, accessed on November 12, 2021, Michael Clark’s insurance licenses were also revoked from the States of New York and California. Here is a copy of the order from New Hampshire: Do You Have Concerns with […]
Wisconsin Financial Advisor Michael Shillin Indicted by the Feds
Michael Shillin, a broker and financial investment advisor formerly associated with Alliance Global Partners (A.G.P.) and Raymond James Financial Advisors, has been indicted on 9 counts of wire fraud and 1 count of bank fraud. Through his financial advisory firm Shillin Wealth Management (SWM), Mr. Shillin is alleged to have engaged in a scheme to […]
Current and Former Wells Fargo Brokers with Significant Disclosure Histories
MDF Law releases a report identifying current and former associated persons from Wells Fargo Advisors who have significant disclosure histories. The report analyzed data as of January 3, 2023. Individuals who are included in this report are statistically more likely to be involved in a new customer complaint. See “How Widespread and Predictable is Stock […]
Investigation: Customer Complaints at Geneos Wealth Management
Our law office is investigating customer complaints against Colorado based broker-dealer Genos Wealth Management. If you lost money investing with them or have a complaint regarding the handling of your Geneos Wealth Management account, please call us at 800-767-8040 to speak to an attorney for free. We have experience handling claims related to non-traded REITs, […]